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TRI-Continental Corp

117 hedge funds and large institutions have $210M invested in TRI-Continental Corp in 2021 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $176M → $210M (+$34.3M)

8% more funds holding

Funds holding: 108117 (+9)

0.96% more ownership

Funds ownership: 11.18%12.14% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

20% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 35

Holders
117
Holders Change
+9
Holders Change %
+8.33%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
25
Increased
28
Reduced
35
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFO
101
CVA Family Office
Colorado
$15K +$14.3K +464 New
SFS
102
Sowell Financial Services
Arkansas
$14K +$10.8K +349 +727%
Deutsche Bank
103
Deutsche Bank
Germany
$13K +$12.4K +400 New
VFA
104
Valeo Financial Advisors
Indiana
$12K
Bank of Montreal
105
Bank of Montreal
Ontario, Canada
$10K -$6.18K -200 -40%
EP
106
Eudaimonia Partners
Tennessee
$10K +$9.27K +300 New
SWM
107
Selective Wealth Management
Virginia
$9K
TFM
108
TFC Financial Management
Massachusetts
$6K
PSB
109
Piscataqua Savings Bank
New Hampshire
$4K +$3.99K +129 New
EVM
110
Eaton Vance Management
Massachusetts
$3K +$2.81K +91 New
SIS
111
Sound Income Strategies
Florida
$2.77K
NIC
112
Northwest Investment Counselors
Oregon
$2K +$2.38K +77 New
Carson Wealth (CWM LLC)
113
Carson Wealth (CWM LLC)
Nebraska
$1K
CFFP
114
Center for Financial Planning
Michigan
$1K
Walleye Capital
115
Walleye Capital
New York
$733 +$73.7K +2,384 +12%
SWM
116
Sugarloaf Wealth Management
Georgia
$14
BBHC
117
Brown Brothers Harriman & Co
New York
$3
Brown Advisory
118
Brown Advisory
Maryland
-$2.54M -86,114 Closed
LCM
119
Landscape Capital Management
New Jersey
-$390K -13,228 Closed
EPA
120
Element Pointe Advisors
Florida
-$228K -7,729 Closed
PWPS
121
Pinnacle Wealth Planning Services
Ohio
-$76K -2,581 Closed
JP Morgan Chase
122
JP Morgan Chase
New York
-$50K -1,695 Closed
BWM
123
Birchcreek Wealth Management
Ohio
-$39K -1,336 Closed
RE
124
RBC Europe
United Kingdom
-$36.8K -1,250 Closed
PFO
125
Pathstone Family Office
New Jersey
-$24K -827 Closed

TY Hedge Fund Activity: Q1 2021 in Review

117 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2021, worth a combined $210M — up 20% from $176M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new TY positions and 14 closed out — a net gain of 11 holders — while 28 added to existing stakes and 35 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $11.1M. The largest seller was Brown Advisory, exiting entirely with an estimated $2.54M sold.

  • 117 institutional investors held TRI-Continental Corp (TY) as of Q1 2021, up from 108 in Q4 2020.
  • Funds reported $210M of TRI-Continental Corp stock for Q1 2021, up 20% quarter-over-quarter.
  • 25 funds opened new TRI-Continental Corp positions in Q1 2021 and 14 closed out, a net change of +11 holders.
  • The largest TRI-Continental Corp buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $11.1M added.
  • The largest TRI-Continental Corp seller in Q1 2021 was Brown Advisory, an estimated $2.54M sold.

Based on aggregated 13F filings for Q1 2021.