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TRI-Continental Corp

114 hedge funds and large institutions have $168M invested in TRI-Continental Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.28% less ownership

Funds ownership: 12.89%12.61% (-0.28%)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

6% less funds holding

Funds holding: 121114 (-7)

6% less capital invested

Capital invested by funds: $179M → $168M (-$10.5M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
9
Increased
31
Reduced
33
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
76
Ancora Advisors
Ohio
$176K -$97.4K -3,524 -34%
BLC
77
Brown, Lisle/Cummings
Rhode Island
$140K
US Bancorp
78
US Bancorp
Minnesota
$124K +$75.3K +2,725 +129%
BBHC
79
Brown Brothers Harriman & Co
New York
$117K
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$116K
FCT
81
First Community Trust
Iowa
$77K
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$74K -$3.12K -113 -4%
CA
83
Clearstead Advisors
Ohio
$64K
Fifth Third Bancorp
84
Fifth Third Bancorp
Ohio
$60K -$1.99K -72 -3%
GRP
85
Global Retirement Partners
California
$57K
Rockefeller Capital Management
86
Rockefeller Capital Management
New York
$55K -$4.45K -161 -7%
BFEC
87
Benjamin F. Edwards & Company
Missouri
$51K -$49.7K -1,797 -48%
ME
88
McIlrath & Eck
Washington
$49K
SWM
89
Spire Wealth Management
Virginia
$42K -$26K -939 -36%
TSWM
90
Tyler-Stone Wealth Management
Ohio
$40K +$442 +16 +1%
SPIA
91
Steward Partners Investment Advisory
New York
$39K +$8.35K +302 +24%
SIC
92
Salem Investment Counselors
North Carolina
$38K
AWM
93
Accel Wealth Management
Iowa
$37K
TJHA
94
Thomas J. Herzfeld Advisors
Florida
$32K +$359 +13 +1%
IA
95
IFP Advisors
Florida
$29K -$332 -12 -1%
MRCM
96
M&R Capital Management
New Jersey
$22K
PTC
97
Private Trust Company
Ohio
$19K
HR
98
Howe & Rusling
New York
$17K
GWSG
99
GPS Wealth Strategies Group
Colorado
$17K +$194 +7 +1%
TFP
100
Tilia Fiduciary Partners
North Carolina
$16K +$166 +6 +1%

TY Hedge Fund Activity: Q3 2022 in Review

114 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2022, worth a combined $168M — down 5.9% from $179M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of TY and 9 opened new positions — a net loss of 6 holders — while 33 trimmed existing stakes and 31 added.

The largest buyer was Allspring Global Investments, adding an estimated $5.26M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $6.46M sold.

  • 114 institutional investors held TRI-Continental Corp (TY) as of Q3 2022, down from 121 in Q2 2022.
  • Funds reported $168M of TRI-Continental Corp stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 9 funds opened new TRI-Continental Corp positions in Q3 2022 and 15 closed out, a net change of -6 holders.
  • The largest TRI-Continental Corp buyer in Q3 2022 was Allspring Global Investments, an estimated $5.26M added.
  • The largest TRI-Continental Corp seller in Q3 2022 was Shaker Financial Services, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2022.