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TRI-Continental Corp

117 hedge funds and large institutions have $210M invested in TRI-Continental Corp in 2021 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $176M → $210M (+$34.3M)

8% more funds holding

Funds holding: 108117 (+9)

0.96% more ownership

Funds ownership: 11.18%12.14% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

20% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 35

Holders
117
Holders Change
+9
Holders Change %
+8.33%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
25
Increased
28
Reduced
35
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
76
Barrett Asset Management
New York
$197K +$1.11K +36 +0.6%
SWM
77
Spire Wealth Management
Virginia
$157K +$150K +4,866 New
TJHA
78
Thomas J. Herzfeld Advisors
Florida
$130K +$247 +8 +0.2%
APA
79
American Portfolios Advisors
New York
$101K +$62 +2 +0.1%
SPIA
80
Steward Partners Investment Advisory
New York
$90.1K +$56.1K +1,816 +189%
US Bancorp
81
US Bancorp
Minnesota
$87K -$8.53K -276 -9%
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$78K -$20K -646 -21%
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$76K -$37.9K -1,226 -34%
Fifth Third Bancorp
84
Fifth Third Bancorp
Ohio
$69K -$141K -4,563 -68%
IAIM
85
International Assets Investment Management
Florida
$57K +$19.9K +643 +53%
ME
86
McIlrath & Eck
Washington
$55K +$52.2K +1,689 New
HI
87
Hudock Inc
Pennsylvania
$51K
SIC
88
Salem Investment Counselors
North Carolina
$48K
GWM
89
Geneos Wealth Management
Colorado
$41K -$243K -7,875 -87%
AIC
90
Ameritas Investment Company
Nebraska
$39.9K +$38K +1,229 New
Rockefeller Capital Management
91
Rockefeller Capital Management
New York
$37K +$278 +9 +0.8%
NL
92
NVWM LLC
Pennsylvania
$36K
Mercer Global Advisors
93
Mercer Global Advisors
Colorado
$32K +$30.2K +976 New
TLCM
94
Twin Lakes Capital Management
California
$31K +$29.7K +960 New
MAM
95
McCarthy Asset Management
California
$28K +$216 +7 +0.8%
MRCM
96
M&R Capital Management
New Jersey
$25K
WAP
97
Wealthcare Advisory Partners
Pennsylvania
$23K +$22.2K +717 New
HR
98
Howe & Rusling
New York
$22K
TCOV
99
Trust Company of Vermont
Vermont
$19K
GWSG
100
GPS Wealth Strategies Group
Colorado
$18K +$17.6K +568 New

TY Hedge Fund Activity: Q1 2021 in Review

117 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2021, worth a combined $210M — up 20% from $176M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new TY positions and 14 closed out — a net gain of 11 holders — while 28 added to existing stakes and 35 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $11.1M. The largest seller was Brown Advisory, exiting entirely with an estimated $2.54M sold.

  • 117 institutional investors held TRI-Continental Corp (TY) as of Q1 2021, up from 108 in Q4 2020.
  • Funds reported $210M of TRI-Continental Corp stock for Q1 2021, up 20% quarter-over-quarter.
  • 25 funds opened new TRI-Continental Corp positions in Q1 2021 and 14 closed out, a net change of +11 holders.
  • The largest TRI-Continental Corp buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $11.1M added.
  • The largest TRI-Continental Corp seller in Q1 2021 was Brown Advisory, an estimated $2.54M sold.

Based on aggregated 13F filings for Q1 2021.