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TRI-Continental Corp

108 hedge funds and large institutions have $176M invested in TRI-Continental Corp in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

25% more capital invested

Capital invested by funds: $140M → $176M (+$35.5M)

8% more funds holding

Funds holding: 100108 (+8)

1.03% more ownership

Funds ownership: 10.15%11.18% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

Holders
108
Holders Change
+8
Holders Change %
+8%
% of All Funds
1.91%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
18
Increased
31
Reduced
33
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PWPS
76
Pinnacle Wealth Planning Services
Ohio
$76K +$72.2K +2,581 New
JP Morgan Chase
77
JP Morgan Chase
New York
$50K +$47.4K +1,695 New
HI
78
Hudock Inc
Pennsylvania
$46K +$504 +18 +1%
SIC
79
Salem Investment Counselors
North Carolina
$43K
BWM
80
Birchcreek Wealth Management
Ohio
$39K +$37.4K +1,336 New
RE
81
RBC Europe
United Kingdom
$36.8K
IAIM
82
International Assets Investment Management
Florida
$36K +$33.9K +1,211 New
Rockefeller Capital Management
83
Rockefeller Capital Management
New York
$33K +$671 +24 +2%
NL
84
NVWM LLC
Pennsylvania
$32K +$336 +12 +1%
SPIA
85
Steward Partners Investment Advisory
New York
$28K +$532 +19 +2%
MAM
86
McCarthy Asset Management
California
$25K +$24K +859 New
PFO
87
Pathstone Family Office
New Jersey
$24K +$23K +823 +20,575%
MRCM
88
M&R Capital Management
New Jersey
$22K +$224 +8 +1%
HR
89
Howe & Rusling
New York
$20K
TCOV
90
Trust Company of Vermont
Vermont
$18K
Bank of Montreal
91
Bank of Montreal
Ontario, Canada
$15K
AA
92
Addison Advisors
Vermont
$14K +$13.1K +470 New
SWM
93
Sugarloaf Wealth Management
Georgia
$12K
VFA
94
Valeo Financial Advisors
Indiana
$11K
ASN
95
Advisory Services Network
Georgia
$11K +$224 +8 +2%
SWM
96
Selective Wealth Management
Virginia
$8K
TFM
97
TFC Financial Management
Massachusetts
$6K -$11.9K -425 -69%
BBHC
98
Brown Brothers Harriman & Co
New York
$3K
SIS
99
Sound Income Strategies
Florida
$3K
SFS
100
Sowell Financial Services
Arkansas
$1K -$224 -8 -14%