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TRI-Continental Corp

100 hedge funds and large institutions have $140M invested in TRI-Continental Corp in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 27

2% more capital invested

Capital invested by funds: $138M → $140M (+$2.48M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.28% less ownership

Funds ownership: 10.42%10.15% (-0.28%)

5% less funds holding

Funds holding: 105100 (-5)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
100
Holders Change
-5
Holders Change %
-4.76%
% of All Funds
2.02%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
32
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NL
76
NVWM LLC
Pennsylvania
$28K +$208 +8 +0.7%
SPIA
77
Steward Partners Investment Advisory
New York
$24K +$234 +9 +1%
CAW
78
Cornerstone Advisors (Washington)
Washington
$21K
MRCM
79
M&R Capital Management
New Jersey
$19K +$130 +5 +0.7%
HR
80
Howe & Rusling
New York
$18K
TCOV
81
Trust Company of Vermont
Vermont
$16K -$2.89K -111 -16%
TFM
82
TFC Financial Management
Massachusetts
$16K +$16.1K +620 New
Bank of Montreal
83
Bank of Montreal
Ontario, Canada
$13K -$15.4K -590 -54%
SWM
84
Sugarloaf Wealth Management
Georgia
$11K
VFA
85
Valeo Financial Advisors
Indiana
$10K
ASN
86
Advisory Services Network
Georgia
$9K +$9.47K +364 New
SWM
87
Selective Wealth Management
Virginia
$7K
WCG
88
Weaver Consulting Group
California
$7K
NC
89
NewSquare Capital
Pennsylvania
$6K
BBHC
90
Brown Brothers Harriman & Co
New York
$3K
SIS
91
Sound Income Strategies
Florida
$2K
NIC
92
Northwest Investment Counselors
Oregon
$2K +$2K +77 New
Carson Wealth (CWM LLC)
93
Carson Wealth (CWM LLC)
Nebraska
$1K
CFFP
94
Center for Financial Planning
Michigan
$1K
MF
95
Manchester Financial
California
$1K
SFS
96
Sowell Financial Services
Arkansas
$1K
WLPWM
97
Walled Lake Planning & Wealth Management
Illinois
$1K
Koshinski Asset Management
98
Koshinski Asset Management
Illinois
$573 -$15.5K -595 -3%
Citadel Advisors
99
Citadel Advisors
Florida
-$895K -36,204 Closed
Goldman Sachs
100
Goldman Sachs
New York
-$371K -15,011 Closed

TY Hedge Fund Activity: Q3 2020 in Review

100 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2020, worth a combined $140M — up 1.8% from $138M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of TY and 8 opened new positions — a net loss of 5 holders — while 27 trimmed existing stakes and 32 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $647K. The largest seller was Shaker Financial Services, cutting an estimated $1.33M.

  • 100 institutional investors held TRI-Continental Corp (TY) as of Q3 2020, down from 105 in Q2 2020.
  • Funds reported $140M of TRI-Continental Corp stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 8 funds opened new TRI-Continental Corp positions in Q3 2020 and 13 closed out, a net change of -5 holders.
  • The largest TRI-Continental Corp buyer in Q3 2020 was Cambridge Investment Research Advisors, an estimated $647K added.
  • The largest TRI-Continental Corp seller in Q3 2020 was Shaker Financial Services, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2020.