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TRI-Continental Corp

103 hedge funds and large institutions have $144M invested in TRI-Continental Corp in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

4% more funds holding

Funds holding: 99103 (+4)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.2% less ownership

Funds ownership: 10.02%9.82% (-0.2%)

1% less capital invested

Capital invested by funds: $146M → $144M (-$1.41M)

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HI
76
Hudock Inc
Pennsylvania
$41K
SIC
77
Salem Investment Counselors
North Carolina
$40K
JP Morgan Chase
78
JP Morgan Chase
New York
$37K +$36.1K +1,338 +22,300%
WAP
79
Wealthcare Advisory Partners
Pennsylvania
$36K
RE
80
RBC Europe
United Kingdom
$34.1K
NL
81
NVWM LLC
Pennsylvania
$29K
RFM
82
Royal Fund Management
Florida
$28K -$2.1K -78 -7%
RCAG
83
Rehmann Capital Advisory Group
Michigan
$22K
CAW
84
Cornerstone Advisors (Washington)
Washington
$22K
SPIA
85
Steward Partners Investment Advisory
New York
$22K +$432 +16 +2%
MRCM
86
M&R Capital Management
New Jersey
$20K
PWP
87
Personal Wealth Partners
Minnesota
$20K +$20.1K +744 New
HR
88
Howe & Rusling
New York
$19K
NC
89
NewSquare Capital
Pennsylvania
$15K
TRCT
90
Tower Research Capital (TRC)
New York
$13K +$13.3K +493 New
VFA
91
Valeo Financial Advisors
Indiana
$10K
ASN
92
Advisory Services Network
Georgia
$9K
TFGT
93
TS Financial Group (TSFG)
Illinois
$9K +$8.85K +328 New
WCG
94
Weaver Consulting Group
California
$8K
SWM
95
Selective Wealth Management
Virginia
$7K +$7.42K +275 New
1NWS
96
1 North Wealth Services
Maryland
$6K +$5.91K +219 New
BBHC
97
Brown Brothers Harriman & Co
New York
$3K
BCI
98
Brinker Capital Investments
Pennsylvania
$2K
SIS
99
Sound Income Strategies
Florida
$2K
SFS
100
Sowell Financial Services
Arkansas
$2K +$1.54K +57 New

TY Hedge Fund Activity: Q3 2019 in Review

103 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2019, worth a combined $144M — down 0.97% from $146M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new TY positions and 9 closed out — a net gain of 4 holders — while 27 added to existing stakes and 25 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.54M. The largest seller was 1832 Asset Management, cutting an estimated $2.23M.

  • 103 institutional investors held TRI-Continental Corp (TY) as of Q3 2019, up from 99 in Q2 2019.
  • Funds reported $144M of TRI-Continental Corp stock for Q3 2019, down 0.97% quarter-over-quarter.
  • 13 funds opened new TRI-Continental Corp positions in Q3 2019 and 9 closed out, a net change of +4 holders.
  • The largest TRI-Continental Corp buyer in Q3 2019 was Shaker Financial Services, an estimated $1.54M added.
  • The largest TRI-Continental Corp seller in Q3 2019 was 1832 Asset Management, an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2019.