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TRI-Continental Corp
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Overview Fund Activity

103 hedge funds and large institutions have $144M invested in TRI-Continental Corp in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.78M
2
PPA
2
Parametric Portfolio Associates
Washington
$3.09M
3
DADC
3
D.A. Davidson & Co
Montana
$724K
4
Stifel Financial
4
Stifel Financial
Missouri
$2.56M
5
DBT
5
Dubuque Bank & Trust
Iowa
$8.48M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$2.02M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$834K
4
Bank of America
4
Bank of America
North Carolina
$4.67M
5
RVPG
5
Relative Value Partners Group
$19M
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
76
Hudock Inc
Pennsylvania
$41K – – –
SIC
77
Salem Investment Counselors
North Carolina
$40K – – –
JPMorgan Chase & Co
78
JPMorgan Chase & Co
New York
$37K +$36.8K +1,338 +22,300%
WAP
79
Wealthcare Advisory Partners
Pennsylvania
$36K – – –
RE
80
RBC Europe
United Kingdom
$34.1K – – –
NL
81
NVWM LLC
Pennsylvania
$29K – – –
RFM
82
Royal Fund Management
Florida
$28K -$2.11K -78 -7%
RCAG
83
Rehmann Capital Advisory Group
Michigan
$22K – – –
CAW
84
Cornerstone Advisors (Washington)
Washington
$22K – – –
SPIA
85
Steward Partners Investment Advisory
New York
$22K +$425 +16 +2%
MRCM
86
M&R Capital Management
New Jersey
$20K – – –
PWP
87
Personal Wealth Partners
Minnesota
$20K +$20K +744 New
HR
88
Howe & Rusling
New York
$19K – – –
NC
89
NewSquare Capital
Pennsylvania
$15K – – –
TRCT
90
Tower Research Capital (TRC)
New York
$13K +$13K +493 New
VFA
91
Valeo Financial Advisors
Indiana
$10K – – –
ASN
92
Advisory Services Network
Georgia
$9K – – –
TFGT
93
TS Financial Group (TSFG)
Illinois
$9K +$9K +328 New
WCG
94
Weaver Consulting Group
California
$8K – – –
SWM
95
Selective Wealth Management
Virginia
$7K +$7K +275 New
1NWS
96
1 North Wealth Services
Maryland
$6K +$6K +219 New
BBHC
97
Brown Brothers Harriman & Co
New York
$3K – – –
SIS
98
Sound Income Strategies
Florida
$2K – – –
BCI
99
Brinker Capital Investments
Pennsylvania
$2K – – –
SFS
100
Sowell Financial Services
Arkansas
$2K +$2K +57 New
1 2 3
4
5