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TRI-Continental Corp
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Overview Fund Activity

104 hedge funds and large institutions have $154M invested in TRI-Continental Corp in 2019 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 37 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+7
Holders Change %
+7.22%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
18
Increased
37
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$7.05M
2
CA
2
Cornerstone Advisors
North Carolina
$8.12M
3
Brown Advisory
3
Brown Advisory
Maryland
$2.27M
4
UCI
4
Uncommon Cents Investing
Wisconsin
$2.65M
5
CA
5
Cornerstone Advisory
Maryland
$819K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$20.4M
2
1CP
2
1607 Capital Partners
Virginia
$5.28M
3
BI
3
Bulldog Investors
New Jersey
$1.83M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$1K
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
76
Hudock Inc
Pennsylvania
$39K – – –
WAP
77
Wealthcare Advisory Partners
Pennsylvania
$34K – – –
RE
78
RBC Europe
United Kingdom
$32.9K – – –
RFM
79
Royal Fund Management
Florida
$29K +$2.16K +83 +8%
NL
80
NVWM LLC
Pennsylvania
$27K – – –
NC
81
NewSquare Capital
Pennsylvania
$27K +$6.21K +239 +30%
WAM
82
Wealthspire Advisors (Maryland)
Maryland
$25K – – –
CAW
83
Cornerstone Advisors (Washington)
Washington
$22K – – –
MRCM
84
M&R Capital Management
New Jersey
$20K – – –
HR
85
Howe & Rusling
New York
$18K -$16K – –
ACS
86
Archford Capital Strategies
Illinois
$14K – – –
VFA
87
Valeo Financial Advisors
Indiana
$10K – – –
Deutsche Bank
88
Deutsche Bank
Germany
$10K +$10K +400 New
ASN
89
Advisory Services Network
Georgia
$9K +$82 +3 +0.9%
LFA
90
Legacy Financial Advisors
Kentucky
$8K – – –
WCG
91
Weaver Consulting Group
California
$7K +$7K +277 New
1NWS
92
1 North Wealth Services
Maryland
$6K – – –
AOWM
93
Alpha Omega Wealth Management
Virginia
$5K – – –
FHB
94
First Hawaiian Bank
Hawaii
$3K – – –
BBHC
95
Brown Brothers Harriman & Co
New York
$3K +$3K +100 New
FCFS
96
First Command Financial Services
Texas
$3K +$3K +109 New
FCB
97
First Command Bank
Texas
$3K +$3K +109 New
SIS
98
Sound Income Strategies
Florida
$2K – – –
BCI
99
Brinker Capital Investments
Pennsylvania
$2K +$2K +78 New
SHIM
100
Stone House Investment Management
Pennsylvania
$2K +$2K +79 New
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4
5