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TRI-Continental Corp
TY

100 hedge funds and large institutions have $176M invested in TRI-Continental Corp in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

6% more funds holding

Funds holding: 94 → 100 (+6)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

4% less capital invested

Capital invested by funds: $184M → $176M (-$8M)

1.22% less ownership

Funds ownership: 12.78% → 11.56% (-1.2%)

Holders
100
Holders Change
+6
Holders Change %
+6.38%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
17
Increased
31
Reduced
31
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.29M
2
Cohen & Steers
Cohen & Steers
New York
+$897K
3
UBS Group
UBS Group
Switzerland
+$414K
4
Morgan Stanley
Morgan Stanley
New York
+$331K
5
Walleye Trading
Walleye Trading
New York
+$254K

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$6.88M
2
1CP
1607 Capital Partners
Virginia
-$2.01M
3
Geode Capital Management
Geode Capital Management
Massachusetts
-$1.99M
4
CA
Cornerstone Advisors
North Carolina
-$1.78M
5
KIM
Karpus Investment Management
New York
-$1.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
76
Geneos Wealth Management
Colorado
$48K +$4.98K +190 +12%
RE
77
RBC Europe
United Kingdom
$46K -$115K -4,386 -72%
SSB
78
Sandy Spring Bank
Maryland
$43K – – –
AFNAS
79
American Financial Network Advisory Services
California
$43K +$41.8K +1,596 New
HI
80
Hudock Inc
Pennsylvania
$41K +$131 +5 +0.3%
SIC
81
Salem Investment Counselors
North Carolina
$40K – – –
OC
82
Oakworth Capital
Alabama
$33K – – –
NL
83
NVWM LLC
Pennsylvania
$27K +$26.3K +1,003 New
Deutsche Bank
84
Deutsche Bank
Germany
$24K -$13K -496 -35%
CAW
85
Cornerstone Advisors (Washington)
Washington
$22K – – –
MOS
86
MGO One Seven
Ohio
$20K +$19.7K +753 New
MRCM
87
M&R Capital Management
New Jersey
$19K +$52 +2 +0.3%
SPIA
88
Steward Partners Investment Advisory
New York
$19K +$79 +3 +0.4%
CFD
89
Creative Financial Designs
Indiana
$13K – – –
TDC
90
Thompson Davis & Co
Virginia
$13K – – –
LFA
91
Legacy Financial Advisors
Kentucky
$8K +$8.07K +308 New
AIM
92
Anchor Investment Management
South Carolina
$7.54K – – –
AOWM
93
Alpha Omega Wealth Management
Virginia
$5K – – –
BWM
94
Baystate Wealth Management
Massachusetts
$4K – – –
SEI Investments
95
SEI Investments
Pennsylvania
$4K +$3.8K +145 +806%
VIA
96
Vantage Investment Advisors
Pennsylvania
$3K +$3.38K +129 New
AIP
97
Ameritas Investment Partners
Nebraska
$2K – – –
Northwestern Mutual Wealth Management
98
Northwestern Mutual Wealth Management
Wisconsin
$2K +$655 +25 +64%
SIS
99
Sound Income Strategies
Florida
$2K +$2.23K +85 New
Walleye Trading
100
Walleye Trading
New York
$261 +$254K +9,700 New
1 2 3
4
5

TY Hedge Fund Activity: Q4 2017 in Review

100 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q4 2017, worth a combined $176M — down 4.4% from $184M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new TY positions and 11 closed out — a net gain of 6 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.29M. The largest seller was Raymond James & Associates, cutting an estimated $6.88M.

  • 100 institutional investors held TRI-Continental Corp (TY) as of Q4 2017, up from 94 in Q3 2017.
  • Funds reported $176M of TRI-Continental Corp stock for Q4 2017, down 4.4% quarter-over-quarter.
  • 17 funds opened new TRI-Continental Corp positions in Q4 2017 and 11 closed out, a net change of +6 holders.
  • The largest TRI-Continental Corp buyer in Q4 2017 was Raymond James Financial Services Advisors, an estimated $1.29M added.
  • The largest TRI-Continental Corp seller in Q4 2017 was Raymond James & Associates, an estimated $6.88M sold.

Based on aggregated 13F filings for Q4 2017.