TY icon

TRI-Continental Corp
TY

Overview Fund Activity

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$10.8M
2
DBT
2
Dubuque Bank & Trust
Iowa
$4.3M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.51M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.6M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.14M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$1.61M
2
1CP
2
1607 Capital Partners
Virginia
$8.53M
3
RVPG
3
Relative Value Partners Group
$35.2M
4
MC
4
Matisse Capital
Oregon
$1.81M
5
RCM
5
Rivernorth Capital Management
Florida
$9.23M
Name Market Value Shares Shares
Change 		Shares
Change %
HI
76
Hudock Inc
Pennsylvania
$39K 1,544 – –
SIC
77
Salem Investment Counselors
North Carolina
$38K 1,468 – –
Deutsche Bank
78
Deutsche Bank
Germany
$35K 1,400 +600 +75%
OC
79
Oakworth Capital
Alabama
$31K 1,255 – –
CAW
80
Cornerstone Advisors (Washington)
Washington
$21K 823 – –
MRCM
81
M&R Capital Management
New Jersey
$18K 710 – –
SPIA
82
Steward Partners Investment Advisory
New York
$18K 732 +7 +1%
HR
83
Howe & Rusling
New York
– – – –
CFD
84
Creative Financial Designs
Indiana
$13K 500 – –
TDC
85
Thompson Davis & Co
Virginia
$13K 500 +250 +100%
AIM
86
Anchor Investment Management
South Carolina
$7.15K 280 – –
TRCT
87
Tower Research Capital (TRC)
New York
$7K 283 +283 New
MMG
88
Monetary Management Group
Missouri
$5K 212 +212 New
BWM
89
Baystate Wealth Management
Massachusetts
$4K 157 -1 -0.6%
AOWM
90
Alpha Omega Wealth Management
Virginia
$4K 175 – –
NIC
91
Northwest Investment Counselors
Oregon
$2K 77 – –
RCM
92
RB Capital Management
Nevada
$1.26K 49,220 -77 -0.2%
Northwestern Mutual Wealth Management
93
Northwestern Mutual Wealth Management
Wisconsin
$1K 39 – –
Invesco
94
Invesco
Georgia
– – -16,277 Closed
IFWM
95
Institute for Wealth Management
Colorado
– – -8,186 Closed
BAM
96
Barrett Asset Management
New York
– – -4,947 Closed
NA
97
NewEdge Advisors
Louisiana
– – -4,100 Closed
QAM
98
QCI Asset Management
New York
– – -245 Closed
SEI Investments
99
SEI Investments
Pennsylvania
$0 18 – –
GT
100
Glenmede Trust
Pennsylvania
$0 31 – –
1 2 3
4