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TRI-Continental Corp

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

11% more funds holding

Funds holding: 8594 (+9)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.42% less ownership

Funds ownership: 14.2%12.78% (-1.4%)

6% less capital invested

Capital invested by funds: $196M → $184M (-$12.3M)

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.34%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HI
76
Hudock Inc
Pennsylvania
$39K
SIC
77
Salem Investment Counselors
North Carolina
$38K
Deutsche Bank
78
Deutsche Bank
Germany
$35K +$15K +600 +75%
OC
79
Oakworth Capital
Alabama
$31K
CAW
80
Cornerstone Advisors (Washington)
Washington
$21K
MRCM
81
M&R Capital Management
New Jersey
$18K
SPIA
82
Steward Partners Investment Advisory
New York
$18K +$175 +7 +1%
HR
83
Howe & Rusling
New York
$17K
CFD
84
Creative Financial Designs
Indiana
$13K
TDC
85
Thompson Davis & Co
Virginia
$13K +$6.23K +250 +100%
AIM
86
Anchor Investment Management
South Carolina
$7.15K
TRCT
87
Tower Research Capital (TRC)
New York
$7K +$7.05K +283 New
MMG
88
Monetary Management Group
Missouri
$5K +$5.29K +212 New
BWM
89
Baystate Wealth Management
Massachusetts
$4K -$25 -1 -0.6%
AOWM
90
Alpha Omega Wealth Management
Virginia
$4K
NIC
91
Northwest Investment Counselors
Oregon
$2K
RCM
92
RB Capital Management
Nevada
$1.26K -$1.92K -77 -0.2%
Northwestern Mutual Wealth Management
93
Northwestern Mutual Wealth Management
Wisconsin
$1K
Invesco
94
Invesco
Georgia
-$396K -16,277 Closed
IFWM
95
Institute for Wealth Management
Colorado
-$200K -8,186 Closed
BAM
96
Barrett Asset Management
New York
-$120K -4,947 Closed
NA
97
NewEdge Advisors
Louisiana
-$100K -4,100 Closed
QAM
98
QCI Asset Management
New York
-$6K -245 Closed