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TRI-Continental Corp
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Overview Fund Activity

96 hedge funds and large institutions have $118M invested in TRI-Continental Corp in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
-17
Holders Change %
-15.04%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
27
Reduced
25
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.39M
2
WAM
2
Wolverine Asset Management
Illinois
$2.07M
3
KIM
3
Karpus Investment Management
New York
$1.59M
4
Bank of America
4
Bank of America
North Carolina
$4.81M
5
Goldman Sachs
5
Goldman Sachs
New York
$699K

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$0
2
Wells Fargo
2
Wells Fargo
California
$4.68M
3
RVPG
3
Relative Value Partners Group
$10.4M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$10.4M
5
KLI
5
Kelman-Lazarov Inc
Tennessee
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
9WM
51
9258 Wealth Management
Ohio
$323K -$8.55K -373 -3%
QCIG
52
Quad-Cities Investment Group
Iowa
$286K -$74.2K -3,551 -21%
MFG
53
Magnus Financial Group
New York
$284K -$185K -8,869 -39%
GIA
54
Guyasuta Investment Advisors
Pennsylvania
$275K – – –
JIC
55
Johnson Investment Counsel
Ohio
$259K – – –
Citigroup
56
Citigroup
New York
$255K +$31.5K +1,505 +14%
AIFAIM
57
American Institute for Advanced Investment Management
Arizona
$222K – – –
LWAC
58
Laurel Wealth Advisors (California)
California
$218K -$96.2K -4,600 -31%
GWM
59
Geneos Wealth Management
Colorado
$217K +$230 +11 +0.1%
OC
60
Oppenheimer & Co
New York
$214K – – –
RJT
61
Raymond James Trust
Florida
$203K – – –
1CP
62
1607 Capital Partners
Virginia
$164K +$164K +7,850 New
RWA
63
Ropes Wealth Advisors
Massachusetts
$126K – – –
WEC
64
Winslow Evans & Crocker
Massachusetts
$92K – – –
TJHA
65
Thomas J. Herzfeld Advisors
Florida
$82K +$1.02K +49 +1%
APA
66
American Portfolios Advisors
New York
$64K +$42 +2 +0.1%
CBT
67
Capital Bank & Trust
California
$49K – – –
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$41K -$7.69K -372 -16%
HI
69
Hudock Inc
Pennsylvania
$32K – – –
SIC
70
Salem Investment Counselors
North Carolina
$31K – – –
RE
71
RBC Europe
United Kingdom
$26.1K – – –
WQ
72
Wealth Quarterback
New Jersey
$23.2K – – –
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$22K – – –
NL
74
NVWM LLC
Pennsylvania
$22K – – –
SPIA
75
Steward Partners Investment Advisory
New York
$19K -$32.5K -1,571 -63%
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3
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