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TRI-Continental Corp
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Overview Fund Activity

103 hedge funds and large institutions have $144M invested in TRI-Continental Corp in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.78M
2
PPA
2
Parametric Portfolio Associates
Washington
$3.09M
3
DADC
3
D.A. Davidson & Co
Montana
$724K
4
Stifel Financial
4
Stifel Financial
Missouri
$2.56M
5
DBT
5
Dubuque Bank & Trust
Iowa
$8.48M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$2.02M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$834K
4
Bank of America
4
Bank of America
North Carolina
$4.67M
5
RVPG
5
Relative Value Partners Group
$19M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJT
51
Raymond James Trust
Florida
$285K -$82 -3 -0%
OC
52
Oppenheimer & Co
New York
$274K +$54.4K +2,000 +25%
GWM
53
Geneos Wealth Management
Colorado
$265K +$108 +4 +0%
WB
54
WesBanco Bank
West Virginia
$247K – – –
Walleye Trading
55
Walleye Trading
New York
$246K -$27.3K -1,000 -10%
M&T Bank
56
M&T Bank
New York
$241K – – –
Ameriprise
57
Ameriprise
Minnesota
$239K +$239K +8,773 New
GG
58
Gofen & Glossberg
Illinois
$236K – – –
Walleye Capital
59
Walleye Capital
New York
$233K -$21.8K -800 -9%
JPMPWA
60
J.P. Morgan Private Wealth Advisors
California
$226K – – –
Citigroup
61
Citigroup
New York
$219K -$46.1K -1,695 -17%
Mercer Global Advisors
62
Mercer Global Advisors
Colorado
$207K +$207K +7,606 New
GW
63
GW & Wade
Massachusetts
$205K – – –
EWM
64
Evermay Wealth Management
Virginia
$203K – – –
SS
65
Sunbelt Securities
Texas
$203K +$203K +7,441 New
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$189K – – –
RWA
67
Ropes Wealth Advisors
Massachusetts
$164K +$164K +6,020 New
WEC
68
Winslow Evans & Crocker
Massachusetts
$138K -$33K -1,200 -19%
TJHA
69
Thomas J. Herzfeld Advisors
Florida
$102K +$956 +35 +0.9%
CIAS
70
Capital Investment Advisory Services
North Carolina
$88K +$88K +3,240 New
APA
71
American Portfolios Advisors
New York
$81.2K – – –
GWA
72
Guidant Wealth Advisors
Illinois
$71K +$191 +7 +0.3%
CBT
73
Capital Bank & Trust
California
$64K – – –
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$52K – – –
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
$43K – – –
1 2
3
4 5