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TRI-Continental Corp

114 hedge funds and large institutions have $168M invested in TRI-Continental Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.28% less ownership

Funds ownership: 12.89%12.61% (-0.28%)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

6% less funds holding

Funds holding: 121114 (-7)

6% less capital invested

Capital invested by funds: $179M → $168M (-$10.5M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
9
Increased
31
Reduced
33
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.33M
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$1.07M -$522K -18,876 -31%
HWAM
28
Hennion & Walsh Asset Management
New Jersey
$1.02M +$145K +5,230 +15%
SP
29
Successful Portfolios
Florida
$850K -$35.4K -1,279 -4%
AWG
30
Altus Wealth Group
Colorado
$809K
HighTower Advisors
31
HighTower Advisors
Illinois
$747K +$3.4K +123 +0.4%
LPL Financial
32
LPL Financial
California
$703K -$344K -12,437 -31%
KAS
33
Kestra Advisory Services
Texas
$696K +$158K +5,723 +27%
Millennium Management
34
Millennium Management
New York
$687K +$743K +26,865 New
AFG
35
Albion Financial Group
Utah
$652K
WCM
36
Whitener Capital Management
North Carolina
$635K +$249K +9,004 +57%
TCM
37
Tandem Capital Management
New Jersey
$598K -$27.6K -1,000 -4%
TF
38
TIAA FSB
Florida
$582K
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$578K +$17.2K +622 +3%
PFO
40
Pathstone Family Office
New Jersey
$578K +$312K +11,291 +100%
HWA
41
Heritage Wealth Advisors
Virginia
$554K
JIC
42
Johnson Investment Counsel
Ohio
$469K +$111 +4 +0%
SBIA
43
Sheaff Brock Investment Advisors
Indiana
$445K -$415 -15 -0.1%
FPB
44
First PREMIER Bank
South Dakota
$424K
CA
45
Cetera Advisors
Colorado
$414K -$92.2K -3,336 -17%
ANTB
46
AMG National Trust Bank
Colorado
$404K
TFCP
47
Twin Focus Capital Partners
Massachusetts
$394K -$27.6K -1,000 -6%
KMC
48
Kirr Marbach & Co
Indiana
$356K
Creative Planning
49
Creative Planning
Kansas
$352K -$42.7K -1,545 -10%
GC
50
Guggenheim Capital
Illinois
$330K -$455K -16,461 -56%

TY Hedge Fund Activity: Q3 2022 in Review

114 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2022, worth a combined $168M — down 5.9% from $179M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of TY and 9 opened new positions — a net loss of 6 holders — while 33 trimmed existing stakes and 31 added.

The largest buyer was Allspring Global Investments, adding an estimated $5.26M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $6.46M sold.

  • 114 institutional investors held TRI-Continental Corp (TY) as of Q3 2022, down from 121 in Q2 2022.
  • Funds reported $168M of TRI-Continental Corp stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 9 funds opened new TRI-Continental Corp positions in Q3 2022 and 15 closed out, a net change of -6 holders.
  • The largest TRI-Continental Corp buyer in Q3 2022 was Allspring Global Investments, an estimated $5.26M added.
  • The largest TRI-Continental Corp seller in Q3 2022 was Shaker Financial Services, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2022.