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TRI-Continental Corp

117 hedge funds and large institutions have $210M invested in TRI-Continental Corp in 2021 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $176M → $210M (+$34.3M)

8% more funds holding

Funds holding: 108117 (+9)

0.96% more ownership

Funds ownership: 11.18%12.14% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

20% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 35

Holders
117
Holders Change
+9
Holders Change %
+8.33%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
25
Increased
28
Reduced
35
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$1.41M +$282K +9,117 +27%
WAM
27
Wolverine Asset Management
Illinois
$1.31M +$1.25M +40,477 New
FF
28
FourThought Financial
Florida
$1.22M +$38K +1,231 +3%
SC
29
Stolper & Co
Oklahoma
$1.2M -$40K -1,294 -3%
SP
30
Successful Portfolios
Florida
$1.12M -$19.2K -621 -2%
Creative Planning
31
Creative Planning
Kansas
$1.08M
HighTower Advisors
32
HighTower Advisors
Illinois
$914K +$8.5K +275 +1%
LPL Financial
33
LPL Financial
California
$821K -$9.33K -302 -1%
QC
34
Quantedge Capital
Singapore
$813K +$312K +10,100 +68%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$812K -$26.4K -854 -3%
KA
36
Kovack Advisors
Florida
$741K +$162K +5,250 +30%
TF
37
TIAA FSB
Florida
$738K
HWA
38
Heritage Wealth Advisors
Virginia
$737K
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$678K +$124 +4 +0%
AF
40
Advisornet Financial
Minnesota
$670K -$74.4K -2,407 -10%
GC
41
Guggenheim Capital
Illinois
$624K +$49.7K +1,610 +9%
AWG
42
Altus Wealth Group
Colorado
$613K -$75.2K -2,434 -12%
CA
43
Cetera Advisors
Colorado
$577K -$21K -680 -4%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$562K -$803 -26 -0.1%
KAS
45
Kestra Advisory Services
Texas
$544K -$112K -3,611 -18%
CAN
46
Cetera Advisor Networks
California
$543K -$19.6K -634 -4%
TFCP
47
Twin Focus Capital Partners
Massachusetts
$516K
Citigroup
48
Citigroup
New York
$440K -$10.1K -326 -2%
Neuberger Berman Group
49
Neuberger Berman Group
New York
$430K
AA
50
AQR Arbitrage
Connecticut
$421K -$696K -22,529 -63%

TY Hedge Fund Activity: Q1 2021 in Review

117 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2021, worth a combined $210M — up 20% from $176M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new TY positions and 14 closed out — a net gain of 11 holders — while 28 added to existing stakes and 35 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $11.1M. The largest seller was Brown Advisory, exiting entirely with an estimated $2.54M sold.

  • 117 institutional investors held TRI-Continental Corp (TY) as of Q1 2021, up from 108 in Q4 2020.
  • Funds reported $210M of TRI-Continental Corp stock for Q1 2021, up 20% quarter-over-quarter.
  • 25 funds opened new TRI-Continental Corp positions in Q1 2021 and 14 closed out, a net change of +11 holders.
  • The largest TRI-Continental Corp buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $11.1M added.
  • The largest TRI-Continental Corp seller in Q1 2021 was Brown Advisory, an estimated $2.54M sold.

Based on aggregated 13F filings for Q1 2021.