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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FDCDDQ
26
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.6K +$5.28K +701 +62%
NSIM
27
North Star Investment Management
Illinois
$10K +$3.45K +458 +46%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$8K +$2.83K +376 +46%
TRCT
29
Tower Research Capital (TRC)
New York
$5K -$4.37K -580 -47%
TF
30
Tompkins Financial
New York
$4K -$376 -50 -7%
US Bancorp
31
US Bancorp
Minnesota
$3K +$1.02K +136 +46%
BCWM
32
Bartlett & Co Wealth Management
Ohio
$2.12K +$730 +97 +46%
BC
33
Bartlett & Co
Ohio
$2K +$730 +97 +46%
JGUA
34
John G. Ullman & Associates
New York
-$2.51M -294,636 Closed
RCM
35
Rivernorth Capital Management
Florida
-$1.16M -136,816 Closed
BFM
36
Boothbay Fund Management
New York
-$911K -107,093 Closed
PAM
37
Peak Asset Management
Colorado
-$283K -33,313 Closed
JMPWA
38
JP Morgan Private Wealth Advisors
California
-$278K -32,680 Closed
BC
39
Brinker Capital
Pennsylvania
-$238K -27,914 Closed
SFS
40
Shaker Financial Services
Virginia
-$226K -26,511 Closed
DWM
41
Dakota Wealth Management
Florida
-$220K -25,825 Closed
GH
42
GAM Holding
Switzerland
-$213K -24,998 Closed
RVPG
43
Relative Value Partners Group
-$330K -24,576 Closed
MIC
44
Meridian Investment Counsel
California
-$197K -23,112 Closed
SSWM
45
Smith Salley Wealth Management
North Carolina
-$118K -13,875 Closed
AA
46
Ancora Advisors
Ohio
-$113K -13,312 Closed
RJA
47
Raymond James & Associates
Florida
-$90K -10,633 Closed
SWP
48
Stratos Wealth Partners
Ohio
-$43K -5,000 Closed
ST
49
Smithfield Trust
Pennsylvania
-$24K -2,825 Closed
CFG
50
Citizens Financial Group
Rhode Island
-$21K -2,516 Closed