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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$165K +$237K +19,433 New
SSWM
27
Smith Salley Wealth Management
North Carolina
$118K
AA
28
Ancora Advisors
Ohio
$113K -$23.2K -1,907 -13%
UBS Group
29
UBS Group
Switzerland
$111K -$24.6K -2,020 -13%
AP
30
Advisor Partners
California
$103K
RJA
31
Raymond James & Associates
Florida
$90K
WAM
32
Wolverine Asset Management
Illinois
$72K +$103K +8,485 New
Bank of America
33
Bank of America
North Carolina
$64K +$341 +28 +0.4%
SWP
34
Stratos Wealth Partners
Ohio
$43K +$60.9K +5,000 New
BBHC
35
Brown Brothers Harriman & Co
New York
$38K +$17.2K +1,412 +46%
ST
36
Smithfield Trust
Pennsylvania
$24K +$548 +45 +2%
CFG
37
Citizens Financial Group
Rhode Island
$21K +$30.7K +2,516 New
JP Morgan Chase
38
JP Morgan Chase
New York
$15K
TRCT
39
Tower Research Capital (TRC)
New York
$11K +$15.1K +1,240 New
FDCDDQ
40
Federation des caisses Desjardins du Quebec
Quebec, Canada
$9.6K
NSIM
41
North Star Investment Management
Illinois
$8K
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$7K -$300K -24,645 -97%
TF
43
Tompkins Financial
New York
$6K
US Bancorp
44
US Bancorp
Minnesota
$3K
BCWM
45
Bartlett & Co Wealth Management
Ohio
$2.05K
BC
46
Bartlett & Co
Ohio
$2K
COLIM
47
City of London Investment Management
United Kingdom
-$7.01M -568,281 Closed
FNBT
48
FineMark National Bank & Trust
Florida
-$124K -10,028 Closed
TJHA
49
Thomas J. Herzfeld Advisors
Florida
-$24K -1,950 Closed