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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
26
Northern Trust
Illinois
$155K -$6.42K -501 -4%
UBS Group
27
UBS Group
Switzerland
$151K -$24.9K -1,945 -14%
AP
28
Advisor Partners
California
$148K
RJA
29
Raymond James & Associates
Florida
$130K -$10.6K -828 -7%
FNBT
30
FineMark National Bank & Trust
Florida
$123K
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$81K +$12.5K +978 +17%
SWP
32
Stratos Wealth Partners
Ohio
$49K +$51.2K +4,000 New
BBHC
33
Brown Brothers Harriman & Co
New York
$37K -$128K -10,000 -77%
ST
34
Smithfield Trust
Pennsylvania
$34K
TRCT
35
Tower Research Capital (TRC)
New York
$26K +$3.89K +304 +17%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$24K
JP Morgan Chase
37
JP Morgan Chase
New York
$22K
FDCDDQ
38
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.8K
NSIM
39
North Star Investment Management
Illinois
$12K
TF
40
Tompkins Financial
New York
$6K
US Bancorp
41
US Bancorp
Minnesota
$4K
BC
42
Bartlett & Co
Ohio
$3K
BCWM
43
Bartlett & Co Wealth Management
Ohio
$2.57K +$2.69K +210 New
PCG
44
Private Capital Group
Connecticut
$2K +$2.28K +178 New
CA
45
Cornerstone Advisors
North Carolina
-$418K -32,794 Closed
JMPWA
46
JP Morgan Private Wealth Advisors
California
-$410K -32,148 Closed
MIG
47
Mariner Investment Group
New York
-$315K -24,687 Closed
BAM
48
Barrett Asset Management
New York
-$6K -500 Closed
SEI Investments
49
SEI Investments
Pennsylvania
-$1K -107 Closed