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SWZ

Swiss Helvetia Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JGUA
26
John G. Ullman & Associates
New York
$298K -$33.8K -2,775 -10%
GC
27
Guggenheim Capital
Illinois
$286K +$3.77K +310 +1%
TAM
28
Tocqueville Asset Management
New York
$257K +$7.78K +639 +3%
DA
29
Doliver Advisors
Texas
$234K -$522K -42,913 -68%
BBHC
30
Brown Brothers Harriman & Co
New York
$233K
AA
31
Ancora Advisors
Ohio
$204K +$212K +17,432 New
SSWM
32
Smith Salley Wealth Management
North Carolina
$171K
UBS Group
33
UBS Group
Switzerland
$159K +$25.2K +2,067 +18%
ALA
34
Atherton Lane Advisers
California
$157K -$19.6K -1,610 -11%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$147K -$30.4K -2,500 -17%
SCM
36
SOL Capital Management
Maryland
$143K
AP
37
Advisor Partners
California
$139K
WSFS
38
Wilmington Savings Fund Society
Delaware
$138K
Truist Financial
39
Truist Financial
North Carolina
$120K -$10.5K -860 -8%
JMPWA
40
JP Morgan Private Wealth Advisors
California
$117K
BA
41
BlackRock Advisors
Delaware
$59K +$60.9K +5,000 New
Citigroup
42
Citigroup
New York
$49K -$12.2K -998 -19%
WAM
43
Wolverine Asset Management
Illinois
$46K -$2.31M -189,381 -98%
TJHA
44
Thomas J. Herzfeld Advisors
Florida
$26K
CFSG
45
Community Financial Services Group
Vermont
$19K
MA
46
MUFG Americas
New York
$17K
US Bancorp
47
US Bancorp
Minnesota
$11K
NSIM
48
North Star Investment Management
Illinois
$8K
BC
49
Bartlett & Co
Ohio
$3K
CFS
50
Commonwealth Financial Services
West Virginia
$3K