SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

41 hedge funds and large institutions have $49.7M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+7
Holders Change %
+20.59%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
12
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TAM
Tocqueville Asset Management
New York
$1.17M
2
Morgan Stanley
Morgan Stanley
New York
$6.54M
3
LPL Financial
LPL Financial
California
$676K
4
PWP
Private Wealth Partners
California
$2.72M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$162K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$8.62M
2
PAMP
Polar Asset Management Partners
Ontario, Canada
$12.8M
3
Wells Fargo
Wells Fargo
California
$401K
4
U
UBS
Switzerland
$101K
5
OAM
Orinda Asset Management
California
$538K
Name Holding Trade Value Shares
Change 		Shares
Change %
ISL
26
Ingalls & Snyder LLC
New York
$101K – – –
FAAS
27
First Allied Advisory Services
California
$101K +$101K +10,000 New
US Bancorp
28
US Bancorp
Minnesota
$79K +$79K +7,800 New
Creative Planning
29
Creative Planning
Kansas
$59K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$51K +$51K +5,000 New
Ameriprise
31
Ameriprise
Minnesota
$46K +$46K +4,574 New
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$35K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$14K – – –
BCMIO
34
Beacon Capital Management Inc (Ohio)
Ohio
$13K – – –
AIG
35
American International Group
New York
$10.3K +$2.21K +218 +27%
MFS
36
MSI Financial Services
Massachusetts
$10K +$5.12K +525 +105%
CTC
37
Central Trust Company
Missouri
$8K – – –
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$5K – – –
S
39
SignatureFD
Georgia
$5K – – –
TCM
40
Tradewinds Capital Management
Washington
$4K – – –
CAPTRUST Financial Advisors
41
CAPTRUST Financial Advisors
North Carolina
$3K – – –
BRWA
42
B. Riley Wealth Advisors
Florida
– -$96K -10,000 Closed
CCS
43
Crosspoint Capital Strategies
California
– -$38K -4,000 Closed
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