SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

35 hedge funds and large institutions have $21.5M invested in Sprott Physical Platinum and Palladium Trust in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
35
Holders Change
+6
Holders Change %
+20.69%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$1.2M
2
PHS
2
Pekin Hardy Strauss
Illinois
$920K
3
FAIM
3
Financial Advocates Investment Management
Washington
$891K
4
SI
4
Sprott Inc
Ontario, Canada
$1.24M
5
GIM
5
Greylin Investment Management
Virginia
$534K

Top Sellers

1
BFM
1
Boothbay Fund Management
New York
$0
2
SFS
2
Sowell Financial Services
Arkansas
$12K
3
ASN
3
Advisory Services Network
Georgia
$0
4
RJA
4
Raymond James & Associates
Florida
$1.75M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$437K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.9M 205,916 – –
Cohen & Steers
2
Cohen & Steers
New York
$2.03M 106,981 +8,931 +9%
Wells Fargo
3
Wells Fargo
California
$1.82M 95,998 +14,107 +17%
RJA
4
Raymond James & Associates
Florida
$1.75M 92,019 -1,993 -2%
Morgan Stanley
5
Morgan Stanley
New York
$1.56M 82,223 +5,248 +7%
CTC
6
Central Trust Company
Missouri
$1.42M 75,039 – –
SI
7
Sprott Inc
Ontario, Canada
$1.24M 65,295 +31,550 +93%
Jane Street
8
Jane Street
New York
$1.2M 63,117 +63,117 New
Stifel Financial
9
Stifel Financial
Missouri
$1.15M 60,395 -115 -0.2%
PHS
10
Pekin Hardy Strauss
Illinois
$920K 48,520 +48,520 New
FAIM
11
Financial Advocates Investment Management
Washington
$891K 27,405 +27,405 New
KAS
12
Kestra Advisory Services
Texas
$653K 34,463 +7,055 +26%
GIM
13
Greylin Investment Management
Virginia
$534K 28,175 +18,050 +178%
LPL Financial
14
LPL Financial
California
$482K 25,409 +1,055 +4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$437K 23,082 -1,725 -7%
HA
16
HC Advisors
Georgia
$344K 18,164 – –
RJFSA
17
Raymond James Financial Services Advisors
Florida
$221K 11,646 +707 +6%
Bank of America
18
Bank of America
North Carolina
$210K 11,071 -23 -0.2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$194K 10,251 +170 +2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$144K 7,607 -521 -6%
Osaic Holdings
21
Osaic Holdings
Arizona
$115K 5,967 +798 +15%
APA
22
American Portfolios Advisors
New York
$56.9K 3,000 – –
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$40K 2,098 -119 -5%
TWA
24
TCI Wealth Advisors
Arizona
$33K 1,750 – –
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$29K 1,553 +1,553 New
1
2