SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

30 hedge funds and large institutions have $37.8M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
5
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$13.5M
2
Jane Street
2
Jane Street
New York
$505K
3
PWP
3
Private Wealth Partners
California
$285K
4
Bank of America
4
Bank of America
North Carolina
$108K
5
SC
5
Scotia Capital
Ontario, Canada
$115K

Top Sellers

1
VF
1
Virtu Financial
New York
$6.86M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.9M
3
EPIM
3
Equinox Partners Investment Management
Connecticut
$0
4
RJA
4
Raymond James & Associates
Florida
$1.94M
5
WAM
5
Weiss Asset Management
Massachusetts
$5.07M
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$13.5M 1,796,719 +87,257 +5%
VF
2
Virtu Financial
New York
$6.86M 916,020 -281,774 -24%
WAM
3
Weiss Asset Management
Massachusetts
$5.07M 676,474 -15,022 -2%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.9M 653,621 -89,928 -12%
Morgan Stanley
5
Morgan Stanley
New York
$2.73M 364,184 -9,789 -3%
RJA
6
Raymond James & Associates
Florida
$1.94M 258,361 -20,313 -7%
SI
7
Sprott Inc
Ontario, Canada
$616K 82,300 -1,200 -1%
Jane Street
8
Jane Street
New York
$505K 67,489 +40,101 +146%
LPL Financial
9
LPL Financial
California
$317K 42,415 -12,856 -23%
PWP
10
Private Wealth Partners
California
$285K 38,000 +38,000 New
OC
11
Oppenheimer & Co
New York
$167K 22,301 -158 -0.7%
WSTAM
12
Wilbanks Smith & Thomas Asset Management
Virginia
$150K 20,000 – –
SC
13
Scotia Capital
Ontario, Canada
$115K 15,500 +3,000 +24%
NPC
14
National Planning Corporation
California
$110K 16,495 -165 -1%
Bank of America
15
Bank of America
North Carolina
$108K 14,414 +3,750 +35%
UBS Group
16
UBS Group
Switzerland
$93K 12,422 +2,435 +24%
BWP
17
BSW Wealth Partners
Colorado
$85K 11,325 – –
Deutsche Bank
18
Deutsche Bank
Germany
$83K 11,100 -2,100 -16%
SI
19
SII Investments
Wisconsin
$76K 10,200 – –
ISL
20
Ingalls & Snyder LLC
New York
$74K 10,000 – –
TWA
21
TCI Wealth Advisors
Arizona
$19K 2,500 – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$18K 2,413 -60 -2%
Wells Fargo
23
Wells Fargo
California
$17K 2,250 -2,900 -56%
BCMIO
24
Beacon Capital Management Inc (Ohio)
Ohio
$9K 1,250 – –
CTC
25
Central Trust Company
Missouri
$6K 800 – –
1
2