SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

38 hedge funds and large institutions have $67.9M invested in Sprott Physical Platinum and Palladium Trust in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
9
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$24.4M
2
VF
2
Virtu Financial
New York
$3.99M
3
WAM
3
Weiss Asset Management
Massachusetts
$4.8M
4
PWP
4
Private Wealth Partners
California
$2.54M
5
U
5
UBS
Switzerland
$560K

Top Sellers

1
Federated Hermes
1
Federated Hermes
Pennsylvania
$0
2
USGIU
2
U.S. Global Investors (USGI)
Texas
$0
3
Jane Street
3
Jane Street
New York
$602K
4
NPC
4
National Planning Corporation
California
$0
5
GF
5
Gerstein Fisher
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$24.4M +$7.65M +881,166 +46%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$12.7M +$41.6K +4,792 +0.3%
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$7.65M – – –
WAM
4
Weiss Asset Management
Massachusetts
$4.8M +$1.84M +211,740 +62%
Morgan Stanley
5
Morgan Stanley
New York
$4.37M +$155K +17,910 +4%
VF
6
Virtu Financial
New York
$3.99M +$2.66M +306,011 +200%
PWP
7
Private Wealth Partners
California
$2.54M +$707K +81,400 +39%
RJA
8
Raymond James & Associates
Florida
$2.27M -$7.51K -865 -0.3%
SI
9
Sprott Inc
Ontario, Canada
$862K -$94.6K -10,900 -10%
EPIM
10
Equinox Partners Investment Management
Connecticut
$713K – – –
Jane Street
11
Jane Street
New York
$602K -$428K -49,240 -42%
U
12
UBS
Switzerland
$560K +$449K +51,747 +406%
OAM
13
Orinda Asset Management
California
$530K – – –
Wells Fargo
14
Wells Fargo
California
$352K +$5.22K +600 +2%
Barclays
15
Barclays
United Kingdom
$200K – – –
WSTAM
16
Wilbanks Smith & Thomas Asset Management
Virginia
$174K – – –
FNBOO
17
First National Bank of Omaha
Nebraska
$134K – – –
VKH
18
Virtu KCG Holdings
New York
$131K +$131K +15,109 New
SC
19
Scotia Capital
Ontario, Canada
$120K +$20K +2,000 +20%
OC
20
Oppenheimer & Co
New York
$115K +$115K +13,218 New
Bank of America
21
Bank of America
North Carolina
$103K -$45.3K -5,255 -31%
LPL Financial
22
LPL Financial
California
$101K -$6.08K -700 -6%
DAS
23
Dynamic Advisor Solutions
Arizona
$101K +$101K +11,662 New
BRWA
24
B. Riley Wealth Advisors
Florida
$87K – – –
ISL
25
Ingalls & Snyder LLC
New York
$86K -$26.7K -3,100 -24%
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