SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $16.2M invested in Sprott Physical Platinum and Palladium Trust in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
US Bancorp
1
US Bancorp
Minnesota
$54K
2
UBS Group
2
UBS Group
Switzerland
$78K
3
BFEC
3
Benjamin F. Edwards & Company
Missouri
$16K
4
SI
4
Sprott Inc
Ontario, Canada
$797K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$144K

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$2.46M
2
Jane Street
2
Jane Street
New York
$1.14M
3
VF
3
Virtu Financial
New York
$2.55M
4
CS
4
Credit Suisse
Switzerland
$0
5
OMC
5
Old Mission Capital
Illinois
$103K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.54M – – –
VF
2
Virtu Financial
New York
$2.55M -$213K -27,464 -8%
WAM
3
Weiss Asset Management
Massachusetts
$2.46M -$4.11M -529,945 -63%
Morgan Stanley
4
Morgan Stanley
New York
$2.18M +$2.35K +303 +0.1%
RJA
5
Raymond James & Associates
Florida
$1.65M -$57.7K -7,451 -3%
Jane Street
6
Jane Street
New York
$1.14M -$247K -31,862 -18%
SI
7
Sprott Inc
Ontario, Canada
$797K +$13.2K +1,700 +2%
CG
8
Caprock Group
Idaho
$311K – – –
LPL Financial
9
LPL Financial
California
$249K -$9.43K -1,208 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$230K -$97K -12,507 -30%
OC
11
Oppenheimer & Co
New York
$155K – – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$144K +$7.74K +1,000 +6%
IA
13
Independence Advisors
Pennsylvania
$116K -$7.73K -1,000 -6%
OMC
14
Old Mission Capital
Illinois
$103K -$108K -13,844 -51%
NPC
15
National Planning Corporation
California
$99K – – –
SI
16
SII Investments
Wisconsin
$79K – – –
FAAS
17
First Allied Advisory Services
California
$78K – – –
UBS Group
18
UBS Group
Switzerland
$78K +$40K +5,129 +105%
Wells Fargo
19
Wells Fargo
California
$61K -$14.3K -1,830 -19%
US Bancorp
20
US Bancorp
Minnesota
$54K +$54K +7,000 New
TWA
21
TCI Wealth Advisors
Arizona
$19K – – –
BFEC
22
Benjamin F. Edwards & Company
Missouri
$16K +$16K +2,100 New
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$15K – – –
Bank of America
24
Bank of America
North Carolina
$10K +$2.31K +300 +30%
GWM
25
Geneos Wealth Management
Colorado
$9K – – –
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