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SPPP

Sprott Physical Platinum and Palladium Trust

29 hedge funds and large institutions have $16.2M invested in Sprott Physical Platinum and Palladium Trust in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2929 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3.6% less ownership

Funds ownership: 18.57%14.96% (-3.6%)

15% less capital invested

Capital invested by funds: $18.9M → $16.2M (-$2.77M)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.54M
VF
2
Virtu Financial
New York
$2.55M -$211K -27,464 -8%
WAM
3
Weiss Asset Management
Massachusetts
$2.46M -$4.08M -529,945 -63%
Morgan Stanley
4
Morgan Stanley
New York
$2.18M +$2.33K +303 +0.1%
RJA
5
Raymond James & Associates
Florida
$1.65M -$57.3K -7,451 -3%
Jane Street
6
Jane Street
New York
$1.14M -$245K -31,862 -18%
SI
7
Sprott Inc
Ontario, Canada
$797K +$13.1K +1,700 +2%
CG
8
Caprock Group
Idaho
$311K
LPL Financial
9
LPL Financial
California
$249K -$9.29K -1,208 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$230K -$96.2K -12,507 -30%
OC
11
Oppenheimer & Co
New York
$155K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$144K +$7.69K +1,000 +6%
IA
13
Independence Advisors
Pennsylvania
$116K -$7.69K -1,000 -6%
OMC
14
Old Mission Capital
Illinois
$103K -$107K -13,844 -51%
NPC
15
National Planning Corporation
California
$99K
SI
16
SII Investments
Wisconsin
$79K
FAAS
17
First Allied Advisory Services
California
$78K
UBS Group
18
UBS Group
Switzerland
$78K +$39.5K +5,129 +105%
Wells Fargo
19
Wells Fargo
California
$61K -$14.1K -1,830 -19%
US Bancorp
20
US Bancorp
Minnesota
$54K +$53.9K +7,000 New
TWA
21
TCI Wealth Advisors
Arizona
$19K
BFEC
22
Benjamin F. Edwards & Company
Missouri
$16K +$16.2K +2,100 New
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$15K
Bank of America
24
Bank of America
North Carolina
$10K +$2.31K +300 +30%
GWM
25
Geneos Wealth Management
Colorado
$9K

SPPP Hedge Fund Activity: Q1 2017 in Review

29 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q1 2017, worth a combined $16.2M — down 15% from $18.9M a quarter earlier.

Fund positioning in SPPP was balanced in Q1 2017: 4 funds opened new positions, 4 closed out, 5 added to existing stakes and 9 trimmed.

The largest buyer was US Bancorp, opening a new position worth an estimated $53.9K. The largest seller was Weiss Asset Management, cutting an estimated $4.08M.

  • 29 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $16.2M of Sprott Physical Platinum and Palladium Trust stock for Q1 2017, down 15% quarter-over-quarter.
  • 4 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q1 2017 and 4 closed out, a net change of 0 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q1 2017 was US Bancorp, an estimated $53.9K added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q1 2017 was Weiss Asset Management, an estimated $4.08M sold.

Based on aggregated 13F filings for Q1 2017.