SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

27 hedge funds and large institutions have $13.1M invested in Sprott Physical Platinum and Palladium Trust in 2018 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$2.5M
2
Jane Street
2
Jane Street
New York
$742K
3
CAN
3
Cetera Advisor Networks
California
$102K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$251K
5
PAMP
5
Polar Asset Management Partners
Ontario, Canada
$3.94M

Top Sellers

1
VF
1
Virtu Financial
New York
$449K
2
RJA
2
Raymond James & Associates
Florida
$861K
3
Morgan Stanley
3
Morgan Stanley
New York
$894K
4
BAM
4
Belpointe Asset Management
Nevada
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$1.41M
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.94M 477,477 +5,389 +1%
WAM
2
Weiss Asset Management
Massachusetts
$2.5M 302,623 +239,283 +378%
Cohen & Steers
3
Cohen & Steers
New York
$1.41M 170,556 -13,817 -7%
Morgan Stanley
4
Morgan Stanley
New York
$894K 108,380 -63,629 -37%
RJA
5
Raymond James & Associates
Florida
$861K 104,336 -106,901 -51%
SI
6
Sprott Inc
Ontario, Canada
$759K 92,080 +485 +0.5%
Jane Street
7
Jane Street
New York
$742K 89,903 +42,839 +91%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$502K 60,759 -3,434 -5%
VF
9
Virtu Financial
New York
$449K 54,476 -188,580 -78%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$251K 30,416 +8,553 +39%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$140K 16,925 -4,750 -22%
OC
12
Oppenheimer & Co
New York
$132K 16,053 -1,080 -6%
LPL Financial
13
LPL Financial
California
$125K 15,193 -500 -3%
CAN
14
Cetera Advisor Networks
California
$102K 12,451 +12,451 New
FAAS
15
First Allied Advisory Services
California
$83K 10,000 – –
Wells Fargo
16
Wells Fargo
California
$82K 9,985 +3,435 +52%
APA
17
American Portfolios Advisors
New York
$24.8K 3,000 – –
TWA
18
TCI Wealth Advisors
Arizona
$21K 2,500 – –
BFEC
19
Benjamin F. Edwards & Company
Missouri
$17K 2,100 – –
Toronto Dominion Bank
20
Toronto Dominion Bank
Ontario, Canada
$17K 2,010 +10 +0.5%
UBS Group
21
UBS Group
Switzerland
$16K 1,990 -680 -25%
Bank of America
22
Bank of America
North Carolina
$8K 1,000 – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$4K 500 – –
AWM
24
Avior Wealth Management
Nebraska
$4K 500 +500 New
AG
25
Advisor Group
Arizona
$2K 218 -950 -81%
1
2