SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

28 hedge funds and large institutions have $13.3M invested in Sprott Physical Platinum and Palladium Trust in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
2
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$4.42M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$107K
3
GT
3
Glenmede Trust
Pennsylvania
$99K
4
Wells Fargo
4
Wells Fargo
California
$129K
5
GWM
5
Geneos Wealth Management
Colorado
$10K

Top Sellers

1
Jane Street
1
Jane Street
New York
$324K
2
VF
2
Virtu Financial
New York
$189K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$126K
4
RJA
4
Raymond James & Associates
Florida
$833K
5
Morgan Stanley
5
Morgan Stanley
New York
$894K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$4.42M 503,857 +26,380 +6%
WAM
2
Weiss Asset Management
Massachusetts
$2.63M 299,993 -2,630 -0.9%
Cohen & Steers
3
Cohen & Steers
New York
$1.5M 170,556 – –
Morgan Stanley
4
Morgan Stanley
New York
$894K 101,825 -6,555 -6%
RJA
5
Raymond James & Associates
Florida
$833K 94,861 -9,475 -9%
SI
6
Sprott Inc
Ontario, Canada
$806K 91,800 -280 -0.3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$526K 59,856 -903 -1%
Jane Street
8
Jane Street
New York
$324K 36,861 -53,042 -59%
VF
9
Virtu Financial
New York
$189K 21,580 -32,896 -60%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$148K 16,925 – –
OC
11
Oppenheimer & Co
New York
$141K 16,035 -18 -0.1%
LPL Financial
12
LPL Financial
California
$133K 15,193 – –
Wells Fargo
13
Wells Fargo
California
$129K 14,765 +4,780 +48%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$126K 14,375 -16,041 -53%
CAN
15
Cetera Advisor Networks
California
$110K 12,451 – –
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$107K 12,191 +12,191 New
GT
17
Glenmede Trust
Pennsylvania
$99K 11,375 +11,375 New
FAAS
18
First Allied Advisory Services
California
$88K 10,000 – –
APA
19
American Portfolios Advisors
New York
$26.3K 3,000 – –
TWA
20
TCI Wealth Advisors
Arizona
$22K 2,500 – –
BFEC
21
Benjamin F. Edwards & Company
Missouri
$18K 2,100 – –
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$18K 2,010 – –
GWM
23
Geneos Wealth Management
Colorado
$10K 1,200 +1,200 New
Bank of America
24
Bank of America
North Carolina
$9K 1,000 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4K 500 – –
1
2