SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

32 hedge funds and large institutions have $43.5M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
32
Holders Change
-6
Holders Change %
-15.79%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
6
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$13.8M
2
WAM
2
Weiss Asset Management
Massachusetts
$5.57M
3
SI
3
Sprott Inc
Ontario, Canada
$672K
4
TWA
4
TCI Wealth Advisors
Arizona
$20K
5
Jane Street
5
Jane Street
New York
$220K

Top Sellers

1
Teacher Retirement System of Texas
1
Teacher Retirement System of Texas
Texas
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$3.01M
3
VF
3
Virtu Financial
New York
$9.64M
4
OAM
4
Orinda Asset Management
California
$0
5
CG
5
Caprock Group
Idaho
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$13.8M 1,709,462 +346,561 +25%
VF
2
Virtu Financial
New York
$9.64M 1,197,794 -198,954 -14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.99M 743,549 -27,325 -4%
WAM
4
Weiss Asset Management
Massachusetts
$5.57M 691,496 +160,788 +30%
Morgan Stanley
5
Morgan Stanley
New York
$3.01M 373,973 -205,591 -35%
RJA
6
Raymond James & Associates
Florida
$2.24M 278,674 -15,375 -5%
SI
7
Sprott Inc
Ontario, Canada
$672K 83,500 +5,290 +7%
EPIM
8
Equinox Partners Investment Management
Connecticut
$543K 67,513 – –
LPL Financial
9
LPL Financial
California
$454K 55,271 -1,900 -3%
Jane Street
10
Jane Street
New York
$220K 27,388 +2,360 +9%
OC
11
Oppenheimer & Co
New York
$181K 22,459 -1,408 -6%
WSTAM
12
Wilbanks Smith & Thomas Asset Management
Virginia
$161K 20,000 – –
NPC
13
National Planning Corporation
California
$140K 16,660 -618 -4%
SC
14
Scotia Capital
Ontario, Canada
$125K 12,500 -2,000 -14%
Deutsche Bank
15
Deutsche Bank
Germany
$105K 13,200 +2,100 +19%
BWP
16
BSW Wealth Partners
Colorado
$91K 11,325 – –
Bank of America
17
Bank of America
North Carolina
$86K 10,664 -557 -5%
SI
18
SII Investments
Wisconsin
$82K 10,200 – –
BRWA
19
B. Riley Wealth Advisors
Florida
$81K 10,000 – –
ISL
20
Ingalls & Snyder LLC
New York
$80K 10,000 – –
UBS Group
21
UBS Group
Switzerland
$80K 9,987 – –
Wells Fargo
22
Wells Fargo
California
$41K 5,150 -9,000 -64%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$20K 2,473 – –
TWA
24
TCI Wealth Advisors
Arizona
$20K 2,500 +2,500 New
Creative Planning
25
Creative Planning
Kansas
$19K 2,300 -4,000 -63%
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