SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

28 hedge funds and large institutions have $16.5M invested in Sprott Physical Platinum and Palladium Trust in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
3
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$1.71M
2
OMC
2
Old Mission Capital
Illinois
$100K
3
CAN
3
Cetera Advisor Networks
California
$98K
4
QC
4
QCM Cayman
Texas
$95K
5
RJA
5
Raymond James & Associates
Florida
$1.84M

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$2.75M
2
Cohen & Steers
2
Cohen & Steers
New York
$458K
3
IA
3
Independence Advisors
Pennsylvania
$0
4
US Bancorp
4
US Bancorp
Minnesota
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$1.47M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.88M – – –
WAM
2
Weiss Asset Management
Massachusetts
$2.75M -$3.5M -413,007 -56%
VF
3
Virtu Financial
New York
$2.12M -$22.5K -2,658 -1%
RJA
4
Raymond James & Associates
Florida
$1.84M +$40.2K +4,735 +2%
Jane Street
5
Jane Street
New York
$1.71M +$533K +62,900 +45%
Morgan Stanley
6
Morgan Stanley
New York
$1.47M -$37.4K -4,417 -2%
SI
7
Sprott Inc
Ontario, Canada
$774K -$34.8K -4,100 -4%
Cohen & Steers
8
Cohen & Steers
New York
$458K -$308K -36,354 -40%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$439K +$10.4K +1,230 +2%
OC
10
Oppenheimer & Co
New York
$163K -$7.36K -866 -4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$157K – – –
NPC
12
National Planning Corporation
California
$107K – – –
OMC
13
Old Mission Capital
Illinois
$100K +$100K +11,794 New
CAN
14
Cetera Advisor Networks
California
$98K +$98K +11,655 New
QC
15
QCM Cayman
Texas
$95K +$95K +12,203 New
SI
16
SII Investments
Wisconsin
$86K – – –
FAAS
17
First Allied Advisory Services
California
$85K – – –
Wells Fargo
18
Wells Fargo
California
$67K -$204 -24 -0.3%
UBS Group
19
UBS Group
Switzerland
$25K +$25K +2,949 New
TWA
20
TCI Wealth Advisors
Arizona
$21K – – –
BFEC
21
Benjamin F. Edwards & Company
Missouri
$18K – – –
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$17K – – –
GWM
23
Geneos Wealth Management
Colorado
$10K – – –
Bank of America
24
Bank of America
North Carolina
$8K – – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4K – – –
1
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