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SPPP

Sprott Physical Platinum and Palladium Trust

27 hedge funds and large institutions have $18.5M invested in Sprott Physical Platinum and Palladium Trust in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $16.2M → $18.5M (+$2.36M)

1.7% more ownership

Funds ownership: 14.96%16.66% (+1.7%)

7% less funds holding

Funds holding: 2927 (-2)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WAM
1
Weiss Asset Management
Massachusetts
$5.89M +$3.32M +420,554 +133%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.65M +$2.84K +360 +0.1%
VF
3
Virtu Financial
New York
$2.02M -$604K -76,625 -23%
RJA
4
Raymond James & Associates
Florida
$1.7M -$1.45K -184 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$1.42M -$818K -103,796 -37%
Jane Street
6
Jane Street
New York
$1.11M -$65K -8,240 -6%
SI
7
Sprott Inc
Ontario, Canada
$761K -$59.1K -7,500 -7%
Cohen & Steers
8
Cohen & Steers
New York
$721K +$712K +90,331 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$402K +$164K +20,808 +70%
OC
10
Oppenheimer & Co
New York
$160K
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$148K -$788 -100 -0.5%
NPC
12
National Planning Corporation
California
$100K
SI
13
SII Investments
Wisconsin
$81K
IA
14
Independence Advisors
Pennsylvania
$80K -$39.4K -5,000 -33%
FAAS
15
First Allied Advisory Services
California
$80K
Wells Fargo
16
Wells Fargo
California
$63K +$977 +124 +2%
US Bancorp
17
US Bancorp
Minnesota
$56K
TWA
18
TCI Wealth Advisors
Arizona
$20K
BFEC
19
Benjamin F. Edwards & Company
Missouri
$17K
Toronto Dominion Bank
20
Toronto Dominion Bank
Ontario, Canada
$16K
GWM
21
Geneos Wealth Management
Colorado
$9K
Bank of America
22
Bank of America
North Carolina
$8K -$2.37K -300 -23%
SEI Investments
23
SEI Investments
Pennsylvania
$7K +$6.62K +840 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$4K
AG
25
Advisor Group
Arizona
$2K

SPPP Hedge Fund Activity: Q2 2017 in Review

27 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q2 2017, worth a combined $18.5M — up 15% from $16.2M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SPPP and 2 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was Weiss Asset Management, adding an estimated $3.32M. The largest seller was Morgan Stanley, cutting an estimated $818K.

  • 27 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q2 2017, down from 29 in Q1 2017.
  • Funds reported $18.5M of Sprott Physical Platinum and Palladium Trust stock for Q2 2017, up 15% quarter-over-quarter.
  • 2 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q2 2017 and 4 closed out, a net change of -2 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q2 2017 was Weiss Asset Management, an estimated $3.32M added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q2 2017 was Morgan Stanley, an estimated $818K sold.

Based on aggregated 13F filings for Q2 2017.