SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

27 hedge funds and large institutions have $18.5M invested in Sprott Physical Platinum and Palladium Trust in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
5
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$5.89M
2
Cohen & Steers
2
Cohen & Steers
New York
$721K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$402K
4
SEI Investments
4
SEI Investments
Pennsylvania
$7K
5
PAMP
5
Polar Asset Management Partners
Ontario, Canada
$3.65M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.42M
2
VF
2
Virtu Financial
New York
$2.02M
3
CG
3
Caprock Group
Idaho
$0
4
LPL Financial
4
LPL Financial
California
$0
5
OMC
5
Old Mission Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
1
Weiss Asset Management
Massachusetts
$5.89M +$3.36M +420,554 +133%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.65M +$2.87K +360 +0.1%
VF
3
Virtu Financial
New York
$2.02M -$611K -76,625 -23%
RJA
4
Raymond James & Associates
Florida
$1.7M -$1.47K -184 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$1.42M -$828K -103,796 -37%
Jane Street
6
Jane Street
New York
$1.11M -$65.7K -8,240 -6%
SI
7
Sprott Inc
Ontario, Canada
$761K -$59.8K -7,500 -7%
Cohen & Steers
8
Cohen & Steers
New York
$721K +$721K +90,331 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$402K +$166K +20,808 +70%
OC
10
Oppenheimer & Co
New York
$160K – – –
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$148K -$800 -100 -0.5%
NPC
12
National Planning Corporation
California
$100K – – –
SI
13
SII Investments
Wisconsin
$81K – – –
IA
14
Independence Advisors
Pennsylvania
$80K -$40K -5,000 -33%
FAAS
15
First Allied Advisory Services
California
$80K – – –
Wells Fargo
16
Wells Fargo
California
$63K +$986 +124 +2%
US Bancorp
17
US Bancorp
Minnesota
$56K – – –
TWA
18
TCI Wealth Advisors
Arizona
$20K – – –
BFEC
19
Benjamin F. Edwards & Company
Missouri
$17K – – –
Toronto Dominion Bank
20
Toronto Dominion Bank
Ontario, Canada
$16K – – –
GWM
21
Geneos Wealth Management
Colorado
$9K – – –
Bank of America
22
Bank of America
North Carolina
$8K -$2.4K -300 -23%
SEI Investments
23
SEI Investments
Pennsylvania
$7K +$7K +840 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$4K – – –
AG
25
Advisor Group
Arizona
$2K – – –
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