SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $16.9M invested in Sprott Physical Platinum and Palladium Trust in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+2
Holders Change %
+7.41%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.08M
2
BFM
2
Boothbay Fund Management
New York
$944K
3
SI
3
Sprott Inc
Ontario, Canada
$601K
4
Wells Fargo
4
Wells Fargo
California
$1.46M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$180K

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
OMC
2
Old Mission Capital
Illinois
$0
3
GWM
3
Geneos Wealth Management
Colorado
$2K
4
Bank of America
4
Bank of America
North Carolina
$198K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$145K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.67M 205,916 – –
Cohen & Steers
2
Cohen & Steers
New York
$1.75M 98,050 – –
RJA
3
Raymond James & Associates
Florida
$1.68M 94,012 +4,566 +5%
Wells Fargo
4
Wells Fargo
California
$1.46M 81,891 +16,436 +25%
Morgan Stanley
5
Morgan Stanley
New York
$1.37M 76,975 +3,237 +4%
CTC
6
Central Trust Company
Missouri
$1.34M 75,039 – –
Stifel Financial
7
Stifel Financial
Missouri
$1.08M 60,510 +60,510 New
BFM
8
Boothbay Fund Management
New York
$944K 53,000 +36,354 +218%
SI
9
Sprott Inc
Ontario, Canada
$601K 33,745 +33,745 New
KAS
10
Kestra Advisory Services
Texas
$481K 27,408 +945 +4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$442K 24,807 +1,300 +6%
LPL Financial
12
LPL Financial
California
$434K 24,354 +300 +1%
HA
13
HC Advisors
Georgia
$324K 18,164 – –
Bank of America
14
Bank of America
North Carolina
$198K 11,094 -693 -6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$195K 10,939 +306 +3%
GIM
16
Greylin Investment Management
Virginia
$180K 10,125 +50 +0.5%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$180K 10,081 +10,081 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$145K 8,128 -300 -4%
Osaic Holdings
19
Osaic Holdings
Arizona
$92K 5,169 +1,730 +50%
SFS
20
Sowell Financial Services
Arkansas
$60K 3,366 +2,800 +495%
APA
21
American Portfolios Advisors
New York
$53.5K 3,000 – –
ASN
22
Advisory Services Network
Georgia
$51K 2,856 – –
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$40K 2,217 +52 +2%
TWA
24
TCI Wealth Advisors
Arizona
$31K 1,750 – –
FDCDDQ
25
Federation des caisses Desjardins du Quebec
Quebec, Canada
$24.8K 1,400 +700 +100%
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