SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $24.4M invested in Sprott Physical Platinum and Palladium Trust in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$7.72M
2
Cohen & Steers
2
Cohen & Steers
New York
$1.72M
3
SC
3
SouthState Corp
Florida
$187K
4
LPL Financial
4
LPL Financial
California
$142K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$121K

Top Sellers

1
VF
1
Virtu Financial
New York
$2.22M
2
NPC
2
National Planning Corporation
California
$0
3
OMC
3
Old Mission Capital
Illinois
$0
4
SI
4
SII Investments
Wisconsin
$0
5
Jane Street
5
Jane Street
New York
$1.86M
Name Market Value Shares Shares
Change 		Shares
Change %
WAM
1
Weiss Asset Management
Massachusetts
$7.72M 826,085 +501,245 +154%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$4.35M 465,388 +8,026 +2%
VF
3
Virtu Financial
New York
$2.22M 237,535 -12,626 -5%
RJA
4
Raymond James & Associates
Florida
$2.07M 221,642 +4,306 +2%
Jane Street
5
Jane Street
New York
$1.86M 198,833 -2,946 -1%
Cohen & Steers
6
Cohen & Steers
New York
$1.72M 184,373 +130,396 +242%
Morgan Stanley
7
Morgan Stanley
New York
$1.61M 172,247 -898 -0.5%
SI
8
Sprott Inc
Ontario, Canada
$879K 94,200 +2,900 +3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$565K 60,513 +8,832 +17%
SC
10
SouthState Corp
Florida
$187K 20,000 +20,000 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$177K 18,975 +475 +3%
QC
12
QCM Cayman
Texas
$173K 29,292 +17,089 +140%
OC
13
Oppenheimer & Co
New York
$156K 16,726 -2,451 -13%
LPL Financial
14
LPL Financial
California
$142K 15,193 +15,193 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$121K 12,981 +12,981 New
CAN
16
Cetera Advisor Networks
California
$109K 11,655 – –
FAAS
17
First Allied Advisory Services
California
$93K 10,000 – –
Wells Fargo
18
Wells Fargo
California
$62K 6,550 -1,350 -17%
APA
19
American Portfolios Advisors
New York
$28K 3,000 +3,000 New
TWA
20
TCI Wealth Advisors
Arizona
$23K 2,500 – –
BFEC
21
Benjamin F. Edwards & Company
Missouri
$20K 2,100 – –
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$19K 2,000 – –
Bank of America
23
Bank of America
North Carolina
$19K 2,000 +1,000 +100%
UBS Group
24
UBS Group
Switzerland
$15K 1,635 -1,314 -45%
GWM
25
Geneos Wealth Management
Colorado
$11K 1,200 – –
1
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