National Planning Corporation’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

National Planning Corporation’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-12,593	Closed	-$107K	–	534
2017 Q3	$107K	Hold	12,593	–	–	0.01%	662
2017 Q2	$100K	Hold	12,593	–	–	0.01%	721
2017 Q1	$99K	Hold	12,593	–	–	0.01%	686
2016 Q4	$97K	Hold	12,593	–	–	0.01%	673
2016 Q3	$88K	Sell	12,593 -1,490	-11%	-$11.3K	0.01%	636
2016 Q2	$114K	Hold	14,083	–	–	0.01%	638
2016 Q1	$99K	Hold	14,083	–	–	0.01%	621
2015 Q4	$84K	Hold	14,083	–	–	0.01%	698
2015 Q3	$96K	Sell	14,083 -2,412	-15%	-$16.4K	0.01%	599
2015 Q2	$110K	Sell	16,495 -165	-1%	-$1.35K	0.01%	620
2015 Q1	$140K	Sell	16,660 -618	-4%	-$5.29K	0.01%	612
2014 Q4	$149K	Buy	17,278 +1,198	+7%	+$10.4K	0.01%	767
2014 Q3	$137K	Buy	16,080 +602	+4%	+$5.96K	0.01%	702
2014 Q2	$157K	Buy	15,478 +244	+2%	+$2.41K	0.01%	702
2014 Q1	$149K	Buy	+15,234	New	+$141K	0.01%	670
2013 Q4	–	Sell	-25,509	Closed	-$227K	–	727
2013 Q3	$227K	Sell	25,509 -13,864	-35%	-$126K	0.02%	562
2013 Q2	$330K	Buy	+39,373	New	+$361K	0.04%	367

Other funds holding SPPP

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.02% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SouthState Corp Winter Haven, Florida $2.4B AUM 23.05% 1-Year Est. Return

National Planning Corporation's SPPP Position: Q4 2017 in Review

National Planning Corporation sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q4 2017, closing a stake of 12,593 shares — an estimated $107K sold.

National Planning Corporation first reported a position in SPPP in Q2 2013 and held it in 17 quarters. The position peaked at $330K in Q2 2013. 29 funds tracked by Wall St. Rank hold SPPP as of Q4 2017.

National Planning Corporation reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 12,593 Sprott Physical Platinum and Palladium Trust shares in Q4 2017, an estimated $107K.
National Planning Corporation first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2013 and held it in 17 quarters.
National Planning Corporation's Sprott Physical Platinum and Palladium Trust position peaked at $330K in Q2 2013.
29 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.