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SPPP

Sprott Physical Platinum and Palladium Trust

38 hedge funds and large institutions have $53.7M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.71% less ownership

Funds ownership: 23.9%22.19% (-1.7%)

9% less capital invested

Capital invested by funds: $59.2M → $53.7M (-$5.56M)

10% less funds holding

Funds holding: 4238 (-4)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

54% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 13

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
6
Reduced
13
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VF
1
Virtu Financial
New York
$12.1M +$177K +20,350 +1%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$11.8M -$4.35M -499,677 -27%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.67M +$229K +26,378 +4%
Teacher Retirement System of Texas
4
Teacher Retirement System of Texas
Texas
$6.33M -$870K -100,000 -12%
Morgan Stanley
5
Morgan Stanley
New York
$5.01M -$458K -52,684 -8%
WAM
6
Weiss Asset Management
Massachusetts
$4.59M +$4.62M +530,708 New
RJA
7
Raymond James & Associates
Florida
$2.54M -$458K -52,693 -15%
SI
8
Sprott Inc
Ontario, Canada
$677K -$49.6K -5,700 -7%
EPIM
9
Equinox Partners Investment Management
Connecticut
$584K -$127K -14,640 -18%
LPL Financial
10
LPL Financial
California
$495K -$1.08M -123,986 -68%
OAM
11
Orinda Asset Management
California
$490K +$57.7K +6,637 +13%
CG
12
Caprock Group
Idaho
$347K +$349K +40,160 New
Jane Street
13
Jane Street
New York
$217K -$159K -18,294 -42%
OC
14
Oppenheimer & Co
New York
$206K -$6.05K -696 -3%
WSTAM
15
Wilbanks Smith & Thomas Asset Management
Virginia
$173K
NPC
16
National Planning Corporation
California
$149K +$10.4K +1,198 +7%
SC
17
Scotia Capital
Ontario, Canada
$145K
VKH
18
Virtu KCG Holdings
New York
$140K +$21.8K +2,504 +18%
Wells Fargo
19
Wells Fargo
California
$123K +$81.8K +9,400 +198%
DAS
20
Dynamic Advisor Solutions
Arizona
$116K
BWP
21
BSW Wealth Partners
Colorado
$98K +$98.5K +11,325 New
Bank of America
22
Bank of America
North Carolina
$97K -$5.39K -620 -5%
Deutsche Bank
23
Deutsche Bank
Germany
$96K
SI
24
SII Investments
Wisconsin
$88K
FAAS
25
First Allied Advisory Services
California
$87K

SPPP Hedge Fund Activity: Q4 2014 in Review

38 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q4 2014, worth a combined $53.7M — down 9.4% from $59.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SPPP and 6 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 6 added.

The largest buyer was Weiss Asset Management, opening a new position worth an estimated $4.62M. The largest seller was Polar Asset Management Partners, cutting an estimated $4.35M.

  • 38 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q4 2014, down from 42 in Q3 2014.
  • Funds reported $53.7M of Sprott Physical Platinum and Palladium Trust stock for Q4 2014, down 9.4% quarter-over-quarter.
  • 6 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q4 2014 and 9 closed out, a net change of -3 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q4 2014 was Weiss Asset Management, an estimated $4.62M added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q4 2014 was Polar Asset Management Partners, an estimated $4.35M sold.

Based on aggregated 13F filings for Q4 2014.