SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

38 hedge funds and large institutions have $53.7M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 9 closing their positions.

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
6
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$4.59M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.67M
3
VF
3
Virtu Financial
New York
$12.1M
4
BWP
4
BSW Wealth Partners
Colorado
$98K
5
Wells Fargo
5
Wells Fargo
California
$123K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$11.8M
2
PWP
2
Private Wealth Partners
California
$0
3
LPL Financial
3
LPL Financial
California
$495K
4
Teacher Retirement System of Texas
4
Teacher Retirement System of Texas
Texas
$6.33M
5
RJA
5
Raymond James & Associates
Florida
$2.54M
Name Market Value Shares Shares
Change 		Shares
Change %
VF
1
Virtu Financial
New York
$12.1M 1,396,748 +20,350 +1%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$11.8M 1,362,901 -499,677 -27%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$6.67M 770,874 +26,378 +4%
Teacher Retirement System of Texas
4
Teacher Retirement System of Texas
Texas
$6.33M 732,002 -100,000 -12%
Morgan Stanley
5
Morgan Stanley
New York
$5.01M 579,564 -52,684 -8%
WAM
6
Weiss Asset Management
Massachusetts
$4.59M 530,708 +530,708 New
RJA
7
Raymond James & Associates
Florida
$2.54M 294,049 -52,693 -15%
SI
8
Sprott Inc
Ontario, Canada
$677K 78,210 -5,700 -7%
EPIM
9
Equinox Partners Investment Management
Connecticut
$584K 67,513 -14,640 -18%
LPL Financial
10
LPL Financial
California
$495K 57,171 -123,986 -68%
OAM
11
Orinda Asset Management
California
$490K 56,695 +6,637 +13%
CG
12
Caprock Group
Idaho
$347K 40,160 +40,160 New
Jane Street
13
Jane Street
New York
$217K 25,028 -18,294 -42%
OC
14
Oppenheimer & Co
New York
$206K 23,867 -696 -3%
WSTAM
15
Wilbanks Smith & Thomas Asset Management
Virginia
$173K 20,000 – –
NPC
16
National Planning Corporation
California
$149K 17,278 +1,198 +7%
SC
17
Scotia Capital
Ontario, Canada
$145K 14,500 – –
VKH
18
Virtu KCG Holdings
New York
$140K 16,198 +2,504 +18%
Wells Fargo
19
Wells Fargo
California
$123K 14,150 +9,400 +198%
DAS
20
Dynamic Advisor Solutions
Arizona
$116K 13,378 – –
BWP
21
BSW Wealth Partners
Colorado
$98K 11,325 +11,325 New
Bank of America
22
Bank of America
North Carolina
$97K 11,221 -620 -5%
Deutsche Bank
23
Deutsche Bank
Germany
$96K 11,100 – –
SI
24
SII Investments
Wisconsin
$88K 10,200 – –
FAAS
25
First Allied Advisory Services
California
$87K 10,000 – –
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