SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $20.3M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
4
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CG
1
Caprock Group
Idaho
$273K
2
Jane Street
2
Jane Street
New York
$542K
3
UBS Group
3
UBS Group
Switzerland
$108K
4
Creative Planning
4
Creative Planning
Kansas
$12K
5
BWP
5
BSW Wealth Partners
Colorado
$87K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$7.58M
2
VF
2
Virtu Financial
New York
$2.26M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$744K
4
WAM
4
Weiss Asset Management
Massachusetts
$3.32M
5
RJA
5
Raymond James & Associates
Florida
$1.46M
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$7.58M 1,112,296 -684,423 -38%
WAM
2
Weiss Asset Management
Massachusetts
$3.32M 486,597 -189,877 -28%
Morgan Stanley
3
Morgan Stanley
New York
$2.38M 349,829 -14,355 -4%
VF
4
Virtu Financial
New York
$2.26M 331,265 -584,755 -64%
RJA
5
Raymond James & Associates
Florida
$1.46M 214,195 -44,166 -17%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$744K 109,243 -544,378 -83%
SI
7
Sprott Inc
Ontario, Canada
$560K 82,300 – –
Jane Street
8
Jane Street
New York
$542K 79,632 +12,143 +18%
LPL Financial
9
LPL Financial
California
$283K 39,915 -2,500 -6%
CG
10
Caprock Group
Idaho
$273K 40,160 +40,160 New
OC
11
Oppenheimer & Co
New York
$152K 22,301 – –
UBS Group
12
UBS Group
Switzerland
$108K 15,933 +3,511 +28%
SC
13
Scotia Capital
Ontario, Canada
$106K 15,500 – –
NPC
14
National Planning Corporation
California
$96K 14,083 -2,412 -15%
BWP
15
BSW Wealth Partners
Colorado
$87K 12,825 +1,500 +13%
Deutsche Bank
16
Deutsche Bank
Germany
$75K 11,100 – –
SI
17
SII Investments
Wisconsin
$70K 10,200 – –
WSTAM
18
Wilbanks Smith & Thomas Asset Management
Virginia
$68K 10,000 -10,000 -50%
Bank of America
19
Bank of America
North Carolina
$67K 9,837 -4,577 -32%
TWA
20
TCI Wealth Advisors
Arizona
$17K 2,500 – –
Wells Fargo
21
Wells Fargo
California
$17K 2,450 +200 +9%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$14K 2,013 -400 -17%
Creative Planning
23
Creative Planning
Kansas
$12K 1,800 +1,800 New
BCMIO
24
Beacon Capital Management Inc (Ohio)
Ohio
$9K 1,250 – –
MFS
25
MSI Financial Services
Massachusetts
$4K 525 – –
1
2