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SPPP

Sprott Physical Platinum and Palladium Trust

29 hedge funds and large institutions have $20.3M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 3029 (-1)

7.02% less ownership

Funds ownership: 23.57%16.56% (-7%)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

46% less capital invested

Capital invested by funds: $37.8M → $20.3M (-$17.5M)

67% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 12

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
4
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$7.58M -$4.66M -684,423 -38%
WAM
2
Weiss Asset Management
Massachusetts
$3.32M -$1.29M -189,877 -28%
Morgan Stanley
3
Morgan Stanley
New York
$2.38M -$97.7K -14,355 -4%
VF
4
Virtu Financial
New York
$2.26M -$3.98M -584,755 -64%
RJA
5
Raymond James & Associates
Florida
$1.46M -$301K -44,166 -17%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$744K -$3.71M -544,378 -83%
SI
7
Sprott Inc
Ontario, Canada
$560K
Jane Street
8
Jane Street
New York
$542K +$82.7K +12,143 +18%
LPL Financial
9
LPL Financial
California
$283K -$17K -2,500 -6%
CG
10
Caprock Group
Idaho
$273K +$273K +40,160 New
OC
11
Oppenheimer & Co
New York
$152K
UBS Group
12
UBS Group
Switzerland
$108K +$23.9K +3,511 +28%
SC
13
Scotia Capital
Ontario, Canada
$106K
NPC
14
National Planning Corporation
California
$96K -$16.4K -2,412 -15%
BWP
15
BSW Wealth Partners
Colorado
$87K +$10.2K +1,500 +13%
Deutsche Bank
16
Deutsche Bank
Germany
$75K
SI
17
SII Investments
Wisconsin
$70K
WSTAM
18
Wilbanks Smith & Thomas Asset Management
Virginia
$68K -$68.1K -10,000 -50%
Bank of America
19
Bank of America
North Carolina
$67K -$31.2K -4,577 -32%
TWA
20
TCI Wealth Advisors
Arizona
$17K
Wells Fargo
21
Wells Fargo
California
$17K +$1.36K +200 +9%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$14K -$2.72K -400 -17%
Creative Planning
23
Creative Planning
Kansas
$12K +$12.3K +1,800 New
BCMIO
24
Beacon Capital Management Inc (Ohio)
Ohio
$9K
MFS
25
MSI Financial Services
Massachusetts
$4K

SPPP Hedge Fund Activity: Q3 2015 in Review

29 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q3 2015, worth a combined $20.3M — down 46% from $37.8M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of SPPP and 3 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 4 added.

The largest buyer was Caprock Group, opening a new position worth an estimated $273K. The largest seller was Polar Asset Management Partners, cutting an estimated $4.66M.

  • 29 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q3 2015, down from 30 in Q2 2015.
  • Funds reported $20.3M of Sprott Physical Platinum and Palladium Trust stock for Q3 2015, down 46% quarter-over-quarter.
  • 3 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q3 2015 and 4 closed out, a net change of -1 holder.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q3 2015 was Caprock Group, an estimated $273K added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q3 2015 was Polar Asset Management Partners, an estimated $4.66M sold.

Based on aggregated 13F filings for Q3 2015.