Caprock Group’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Caprock Group’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-40,160	Closed	-$311K	–	462
2017 Q1	$311K	Hold	40,160	–	–	0.07%	240
2016 Q4	$277K	Hold	40,160	–	–	0.07%	245
2016 Q3	$308K	Hold	40,160	–	–	0.07%	247
2016 Q2	$281K	Hold	40,160	–	–	0.07%	221
2016 Q1	$259K	Hold	40,160	–	–	0.06%	255
2015 Q4	$247K	Hold	40,160	–	–	0.14%	67
2015 Q3	$273K	Buy	+40,160	New	+$273K	0.19%	64
2015 Q1	–	Sell	-40,160	Closed	-$347K	–	94
2014 Q4	$347K	Buy	+40,160	New	+$349K	0.38%	57

Other funds holding SPPP

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Caprock Group's SPPP Position: Q2 2017 in Review

Caprock Group sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q2 2017, closing a stake of 40,160 shares — an estimated $311K sold.

Caprock Group first reported a position in SPPP in Q4 2014 and held it in 8 quarters. The position peaked at $347K in Q4 2014. 27 funds tracked by Wall St. Rank hold SPPP as of Q2 2017.

Caprock Group reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q2 2017 after selling out during the quarter.
Caprock Group sold 40,160 Sprott Physical Platinum and Palladium Trust shares in Q2 2017, an estimated $311K.
Caprock Group first reported a position in Sprott Physical Platinum and Palladium Trust in Q4 2014 and held it in 8 quarters.
Caprock Group's Sprott Physical Platinum and Palladium Trust position peaked at $347K in Q4 2014.
27 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q2 2017.

Based on Caprock Group's 13F filing for Q2 2017, filed 27 Jul 2017.