SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $18.9M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
5
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$5.85M
2
VF
2
Virtu Financial
New York
$2.46M
3
Jane Street
3
Jane Street
New York
$1.24M
4
OMC
4
Old Mission Capital
Illinois
$187K
5
CS
5
Credit Suisse
Switzerland
$167K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$291K
2
SJIC
2
St. James Investment Company
Texas
$0
3
Ameriprise
3
Ameriprise
Minnesota
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$1.94M
5
Wells Fargo
5
Wells Fargo
California
$67K
Name Market Value Shares Shares
Change 		Shares
Change %
WAM
1
Weiss Asset Management
Massachusetts
$5.85M 847,238 +847,238 New
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.15M 457,002 +7,401 +2%
VF
3
Virtu Financial
New York
$2.46M 356,908 +92,920 +35%
Morgan Stanley
4
Morgan Stanley
New York
$1.94M 281,055 -20,381 -7%
RJA
5
Raymond James & Associates
Florida
$1.52M 220,236 -12,262 -5%
Jane Street
6
Jane Street
New York
$1.24M 178,981 +79,442 +80%
SI
7
Sprott Inc
Ontario, Canada
$698K 101,200 -7,000 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$291K 42,150 -123,005 -74%
CG
9
Caprock Group
Idaho
$277K 40,160 – –
LPL Financial
10
LPL Financial
California
$239K 33,108 -476 -1%
OMC
11
Old Mission Capital
Illinois
$187K 27,086 +27,086 New
CS
12
Credit Suisse
Switzerland
$167K 24,180 +24,180 New
OC
13
Oppenheimer & Co
New York
$138K 20,043 -1,100 -5%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$121K 17,600 +1,400 +9%
IA
15
Independence Advisors
Pennsylvania
$110K 16,000 -9,000 -36%
NPC
16
National Planning Corporation
California
$97K 12,593 – –
VKH
17
Virtu KCG Holdings
New York
$82K 11,904 +11,904 New
SI
18
SII Investments
Wisconsin
$70K 10,200 – –
FAAS
19
First Allied Advisory Services
California
$69K 10,000 – –
Wells Fargo
20
Wells Fargo
California
$67K 9,630 -17,785 -65%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$41K 5,870 +5,870 New
BBHC
22
Brown Brothers Harriman & Co
New York
$35K 5,000 – –
UBS Group
23
UBS Group
Switzerland
$34K 4,865 +949 +24%
TWA
24
TCI Wealth Advisors
Arizona
$17K 2,500 – –
Toronto Dominion Bank
25
Toronto Dominion Bank
Ontario, Canada
$14K 2,000 – –
1
2