SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

27 hedge funds and large institutions have $12.7M invested in Sprott Physical Platinum and Palladium Trust in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
+4
Holders Change %
+17.39%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
9
Reduced
4
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$1.55M
2
CTC
2
Central Trust Company
Missouri
$1.19M
3
Jane Street
3
Jane Street
New York
$261K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$168K
5
OMC
5
Old Mission Capital
Illinois
$165K

Top Sellers

1
BFM
1
Boothbay Fund Management
New York
$264K
2
WAM
2
Weiss Asset Management
Massachusetts
$0
3
RJA
3
Raymond James & Associates
Florida
$1.42M
4
ACM
4
Advisors Capital Management
New Jersey
$0
5
BFEC
5
Benjamin F. Edwards & Company
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.26M 205,916 – –
Cohen & Steers
2
Cohen & Steers
New York
$1.55M 98,050 +78,232 +395%
RJA
3
Raymond James & Associates
Florida
$1.42M 89,446 -14,973 -14%
CTC
4
Central Trust Company
Missouri
$1.19M 75,039 +19,000 +34%
Morgan Stanley
5
Morgan Stanley
New York
$1.17M 73,738 +9,267 +14%
Wells Fargo
6
Wells Fargo
California
$1.04M 65,455 +7,231 +12%
KAS
7
Kestra Advisory Services
Texas
$419K 26,463 +26,463 New
LPL Financial
8
LPL Financial
California
$381K 24,054 +100 +0.4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$372K 23,507 -850 -3%
HA
10
HC Advisors
Georgia
$288K 18,164 +3,900 +27%
BFM
11
Boothbay Fund Management
New York
$264K 16,646 -188,774 -92%
Jane Street
12
Jane Street
New York
$261K 16,486 +16,486 New
Bank of America
13
Bank of America
North Carolina
$187K 11,787 -140 -1%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$168K 10,633 +10,633 New
OMC
15
Old Mission Capital
Illinois
$165K 10,431 +10,431 New
GIM
16
Greylin Investment Management
Virginia
$160K 10,075 +10,075 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$133K 8,428 – –
Osaic Holdings
18
Osaic Holdings
Arizona
$49K 3,439 +62 +2%
APA
19
American Portfolios Advisors
New York
$47.5K 3,000 – –
ASN
20
Advisory Services Network
Georgia
$45K 2,856 +2,856 New
Toronto Dominion Bank
21
Toronto Dominion Bank
Ontario, Canada
$35K 2,165 +146 +7%
TWA
22
TCI Wealth Advisors
Arizona
$28K 1,750 – –
GWM
23
Geneos Wealth Management
Colorado
$21K 1,450 +450 +45%
ME
24
McIlrath & Eck
Washington
$16K 1,000 +1,000 New
FDCDDQ
25
Federation des caisses Desjardins du Quebec
Quebec, Canada
$10.6K 700 +700 New
1
2