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SPPP

Sprott Physical Platinum and Palladium Trust

42 hedge funds and large institutions have $59.2M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

19% more capital invested

Capital invested by funds: $49.7M → $59.2M (+$9.55M)

6.37% more ownership

Funds ownership: 17.53%23.9% (+6.4%)

2% more funds holding

Funds holding: 4142 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
8
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$16.5M +$5.93M +599,124 +47%
VF
2
Virtu Financial
New York
$12.2M +$13.6M +1,376,398 New
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$7.36M
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.59M -$1.06M -106,935 -13%
Morgan Stanley
5
Morgan Stanley
New York
$5.6M -$142K -14,323 -2%
RJA
6
Raymond James & Associates
Florida
$3.07M -$22.1K -2,235 -0.6%
PWP
7
Private Wealth Partners
California
$1.79M -$665K -67,150 -25%
LPL Financial
8
LPL Financial
California
$1.6M +$1.13M +114,375 +171%
SI
9
Sprott Inc
Ontario, Canada
$743K -$228K -23,000 -22%
EPIM
10
Equinox Partners Investment Management
Connecticut
$727K
OAM
11
Orinda Asset Management
California
$443K -$30.4K -3,075 -6%
Jane Street
12
Jane Street
New York
$383K +$429K +43,322 New
OC
13
Oppenheimer & Co
New York
$217K -$2.32K -234 -0.9%
LWM
14
LBA Wealth Management
Florida
$196K +$219K +22,123 New
WSTAM
15
Wilbanks Smith & Thomas Asset Management
Virginia
$177K
SC
16
Scotia Capital
Ontario, Canada
$145K
U
17
UBS
Switzerland
$145K +$63.4K +6,407 +64%
NPC
18
National Planning Corporation
California
$137K +$5.96K +602 +4%
VKH
19
Virtu KCG Holdings
New York
$121K +$19.5K +1,975 +17%
DAS
20
Dynamic Advisor Solutions
Arizona
$118K +$11.5K +1,161 +10%
Bank of America
21
Bank of America
North Carolina
$104K -$9.9K -1,000 -8%
Citadel Advisors
22
Citadel Advisors
Florida
$102K +$114K +11,510 New
Deutsche Bank
23
Deutsche Bank
Germany
$98K
SI
24
SII Investments
Wisconsin
$90K
FAAS
25
First Allied Advisory Services
California
$89K

SPPP Hedge Fund Activity: Q3 2014 in Review

42 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q3 2014, worth a combined $59.2M — up 19% from $49.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SPPP positions and 4 closed out — a net gain of 1 holder — while 8 added to existing stakes and 12 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $13.6M. The largest seller was Tocqueville Asset Management, exiting entirely with an estimated $1.17M sold.

  • 42 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q3 2014, up from 41 in Q2 2014.
  • Funds reported $59.2M of Sprott Physical Platinum and Palladium Trust stock for Q3 2014, up 19% quarter-over-quarter.
  • 5 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q3 2014 and 4 closed out, a net change of +1 holder.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q3 2014 was Virtu Financial, an estimated $13.6M added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q3 2014 was Tocqueville Asset Management, an estimated $1.17M sold.

Based on aggregated 13F filings for Q3 2014.