SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

42 hedge funds and large institutions have $59.2M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
8
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VF
1
Virtu Financial
New York
$12.2M
2
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$16.5M
3
LPL Financial
3
LPL Financial
California
$1.6M
4
Jane Street
4
Jane Street
New York
$383K
5
LWM
5
LBA Wealth Management
Florida
$196K

Top Sellers

1
TAM
1
Tocqueville Asset Management
New York
$0
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.59M
3
PWP
3
Private Wealth Partners
California
$1.79M
4
Wells Fargo
4
Wells Fargo
California
$42K
5
SI
5
Sprott Inc
Ontario, Canada
$743K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$16.5M 1,862,578 +599,124 +47%
VF
2
Virtu Financial
New York
$12.2M 1,376,398 +1,376,398 New
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$7.36M 832,002 – –
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.59M 744,496 -106,935 -13%
Morgan Stanley
5
Morgan Stanley
New York
$5.6M 632,248 -14,323 -2%
RJA
6
Raymond James & Associates
Florida
$3.07M 346,742 -2,235 -0.6%
PWP
7
Private Wealth Partners
California
$1.79M 201,950 -67,150 -25%
LPL Financial
8
LPL Financial
California
$1.6M 181,157 +114,375 +171%
SI
9
Sprott Inc
Ontario, Canada
$743K 83,910 -23,000 -22%
EPIM
10
Equinox Partners Investment Management
Connecticut
$727K 82,153 – –
OAM
11
Orinda Asset Management
California
$443K 50,058 -3,075 -6%
Jane Street
12
Jane Street
New York
$383K 43,322 +43,322 New
OC
13
Oppenheimer & Co
New York
$217K 24,563 -234 -0.9%
LWM
14
LBA Wealth Management
Florida
$196K 22,123 +22,123 New
WSTAM
15
Wilbanks Smith & Thomas Asset Management
Virginia
$177K 20,000 – –
SC
16
Scotia Capital
Ontario, Canada
$145K 14,500 – –
U
17
UBS
Switzerland
$145K 16,407 +6,407 +64%
NPC
18
National Planning Corporation
California
$137K 16,080 +602 +4%
VKH
19
Virtu KCG Holdings
New York
$121K 13,694 +1,975 +17%
DAS
20
Dynamic Advisor Solutions
Arizona
$118K 13,378 +1,161 +10%
Bank of America
21
Bank of America
North Carolina
$104K 11,841 -1,000 -8%
Citadel Advisors
22
Citadel Advisors
Florida
$102K 11,510 +11,510 New
Deutsche Bank
23
Deutsche Bank
Germany
$98K 11,100 – –
SI
24
SII Investments
Wisconsin
$90K 10,200 – –
FAAS
25
First Allied Advisory Services
California
$89K 10,000 – –
1
2