SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

41 hedge funds and large institutions have $49.7M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
41
Holders Change
+7
Holders Change %
+20.59%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
12
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TAM
1
Tocqueville Asset Management
New York
$1.17M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.54M
3
LPL Financial
3
LPL Financial
California
$676K
4
PWP
4
Private Wealth Partners
California
$2.72M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$162K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.62M
2
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$12.8M
3
Wells Fargo
3
Wells Fargo
California
$401K
4
U
4
UBS
Switzerland
$101K
5
OAM
5
Orinda Asset Management
California
$538K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$12.8M 1,263,454 -46,565 -4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.62M 851,431 -738,853 -46%
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$8.42M 832,002 – –
Morgan Stanley
4
Morgan Stanley
New York
$6.54M 646,571 +56,812 +10%
RJA
5
Raymond James & Associates
Florida
$3.53M 348,977 +4,524 +1%
PWP
6
Private Wealth Partners
California
$2.72M 269,100 +25,200 +10%
TAM
7
Tocqueville Asset Management
New York
$1.17M 115,400 +115,400 New
SI
8
Sprott Inc
Ontario, Canada
$1.08M 106,910 +8,400 +9%
EPIM
9
Equinox Partners Investment Management
Connecticut
$831K 82,153 – –
LPL Financial
10
LPL Financial
California
$676K 66,782 +54,157 +429%
OAM
11
Orinda Asset Management
California
$538K 53,133 -9,988 -16%
Wells Fargo
12
Wells Fargo
California
$401K 39,550 -13,650 -26%
OC
13
Oppenheimer & Co
New York
$251K 24,797 +3,559 +17%
WSTAM
14
Wilbanks Smith & Thomas Asset Management
Virginia
$202K 20,000 – –
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$162K 15,974 +15,974 New
NPC
16
National Planning Corporation
California
$157K 15,478 +244 +2%
SC
17
Scotia Capital
Ontario, Canada
$145K 14,500 -2,000 -12%
Bank of America
18
Bank of America
North Carolina
$130K 12,841 +630 +5%
DAS
19
Dynamic Advisor Solutions
Arizona
$124K 12,217 +555 +5%
VKH
20
Virtu KCG Holdings
New York
$119K 11,719 -6,693 -36%
Deutsche Bank
21
Deutsche Bank
Germany
$112K 11,100 +9,000 +429%
Nomura Holdings
22
Nomura Holdings
Japan
$110K 10,866 +10,866 New
PAG
23
Private Advisor Group
New Jersey
$108K 10,700 +10,700 New
SI
24
SII Investments
Wisconsin
$103K 10,200 +10,200 New
U
25
UBS
Switzerland
$101K 10,000 -13,403 -57%
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