SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

34 hedge funds and large institutions have $51.9M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 6 closing their positions.

Holders
34
Holders Change
-4
Holders Change %
-10.53%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
12
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$15.3M
2
Morgan Stanley
2
Morgan Stanley
New York
$5.67M
3
RJA
3
Raymond James & Associates
Florida
$3.31M
4
NPC
4
National Planning Corporation
California
$149K
5
Wells Fargo
5
Wells Fargo
California
$512K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$12.6M
2
WAM
2
Weiss Asset Management
Massachusetts
$0
3
VF
3
Virtu Financial
New York
$0
4
Jane Street
4
Jane Street
New York
$0
5
Teacher Retirement System of Texas
5
Teacher Retirement System of Texas
Texas
$8M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$15.3M 1,590,284 +129,639 +9%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$12.6M 1,310,019 -1,504,673 -53%
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$8M 832,002 -48,889 -6%
Morgan Stanley
4
Morgan Stanley
New York
$5.67M 589,759 +85,996 +17%
RJA
5
Raymond James & Associates
Florida
$3.31M 344,453 +83,258 +32%
PWP
6
Private Wealth Partners
California
$2.34M 243,900 -48,600 -17%
SI
7
Sprott Inc
Ontario, Canada
$947K 98,510 -790 -0.8%
EPIM
8
Equinox Partners Investment Management
Connecticut
$789K 82,153 – –
OAM
9
Orinda Asset Management
California
$607K 63,121 +2,078 +3%
Wells Fargo
10
Wells Fargo
California
$512K 53,200 +12,700 +31%
U
11
UBS
Switzerland
$225K 23,403 -41,097 -64%
OC
12
Oppenheimer & Co
New York
$204K 21,238 +8,020 +61%
WSTAM
13
Wilbanks Smith & Thomas Asset Management
Virginia
$192K 20,000 – –
VKH
14
Virtu KCG Holdings
New York
$177K 18,412 +3,303 +22%
SC
15
Scotia Capital
Ontario, Canada
$165K 16,500 +4,500 +38%
NPC
16
National Planning Corporation
California
$149K 15,234 +15,234 New
LPL Financial
17
LPL Financial
California
$121K 12,625 +1,000 +9%
Bank of America
18
Bank of America
North Carolina
$118K 12,211 +264 +2%
DAS
19
Dynamic Advisor Solutions
Arizona
$112K 11,662 – –
ISL
20
Ingalls & Snyder LLC
New York
$96K 10,000 – –
BRWA
21
B. Riley Wealth Advisors
Florida
$96K 10,000 – –
Creative Planning
22
Creative Planning
Kansas
$56K 5,800 – –
CCS
23
Crosspoint Capital Strategies
California
$38K 4,000 – –
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$34K 3,500 – –
Deutsche Bank
25
Deutsche Bank
Germany
$20K 2,100 – –
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