SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

40 hedge funds and large institutions have $61.5M invested in Sprott Physical Platinum and Palladium Trust in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
40
Holders Change
–
Holders Change %
0%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
10
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$17.2M
2
Jane Street
2
Jane Street
New York
$1.06M
3
WAM
3
Weiss Asset Management
Massachusetts
$3.04M
4
PWP
4
Private Wealth Partners
California
$1.88M
5
RJA
5
Raymond James & Associates
Florida
$2.34M

Top Sellers

1
Federated Hermes
1
Federated Hermes
Pennsylvania
$2.22M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$12.9M
3
Macquarie Group
3
Macquarie Group
Australia
$118K
4
WG
4
Winchester Group
New York
$851K
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$17.2M 1,933,526 +1,214,320 +169%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$12.9M 1,455,853 -85,858 -6%
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$7.85M 880,891 – –
Morgan Stanley
4
Morgan Stanley
New York
$4.33M 485,853 -3,261 -0.7%
WAM
5
Weiss Asset Management
Massachusetts
$3.04M 341,664 +53,760 +19%
RJA
6
Raymond James & Associates
Florida
$2.34M 262,060 +23,585 +10%
Federated Hermes
7
Federated Hermes
Pennsylvania
$2.22M 250,000 -150,000 -38%
PWP
8
Private Wealth Partners
California
$1.88M 211,100 +23,600 +13%
USGIU
9
U.S. Global Investors (USGI)
Texas
$1.78M 200,000 – –
VF
10
Virtu Financial
New York
$1.37M 153,252 +11,966 +8%
Jane Street
11
Jane Street
New York
$1.06M 118,543 +77,330 +188%
SI
12
Sprott Inc
Ontario, Canada
$982K 110,200 +500 +0.5%
WG
13
Winchester Group
New York
$851K 95,600 -28,417 -23%
EPIM
14
Equinox Partners Investment Management
Connecticut
$732K 82,153 – –
OAM
15
Orinda Asset Management
California
$544K 61,043 +3,520 +6%
Wells Fargo
16
Wells Fargo
California
$356K 39,900 -2,100 -5%
NPC
17
National Planning Corporation
California
$227K 25,509 -13,864 -35%
Barclays
18
Barclays
United Kingdom
$200K 25,000 – –
WSTAM
19
Wilbanks Smith & Thomas Asset Management
Virginia
$178K 20,000 – –
GF
20
Gerstein Fisher
New York
$178K 20,000 – –
Bank of America
21
Bank of America
North Carolina
$153K 17,202 -640 -4%
FNBOO
22
First National Bank of Omaha
Nebraska
$137K 15,385 – –
BNP Paribas Financial Markets
23
BNP Paribas Financial Markets
France
$121K 13,636 – –
Macquarie Group
24
Macquarie Group
Australia
$118K 13,320 -38,077 -74%
ISL
25
Ingalls & Snyder LLC
New York
$116K 13,100 -2,900 -18%
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