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SPPP

Sprott Physical Platinum and Palladium Trust

40 hedge funds and large institutions have $61.5M invested in Sprott Physical Platinum and Palladium Trust in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more capital invested

Capital invested by funds: $48.7M → $61.5M (+$12.8M)

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

3.91% more ownership

Funds ownership: 20.8%24.71% (+3.9%)

0% more funds holding

Funds holding: 4040 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
40
Holders Change
Holders Change %
0%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
10
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$17.2M +$11.1M +1,214,320 +169%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$12.9M -$783K -85,858 -6%
Teacher Retirement System of Texas
3
Teacher Retirement System of Texas
Texas
$7.85M
Morgan Stanley
4
Morgan Stanley
New York
$4.33M -$29.7K -3,261 -0.7%
WAM
5
Weiss Asset Management
Massachusetts
$3.04M +$490K +53,760 +19%
RJA
6
Raymond James & Associates
Florida
$2.33M +$215K +23,585 +10%
Federated Hermes
7
Federated Hermes
Pennsylvania
$2.21M -$1.37M -150,000 -38%
PWP
8
Private Wealth Partners
California
$1.88M +$215K +23,600 +13%
USGIU
9
U.S. Global Investors (USGI)
Texas
$1.78M
VF
10
Virtu Financial
New York
$1.36M +$109K +11,966 +8%
Jane Street
11
Jane Street
New York
$1.06M +$705K +77,330 +188%
SI
12
Sprott Inc
Ontario, Canada
$982K +$4.56K +500 +0.5%
WG
13
Winchester Group
New York
$851K -$259K -28,417 -23%
EPIM
14
Equinox Partners Investment Management
Connecticut
$732K
OAM
15
Orinda Asset Management
California
$544K +$32.1K +3,520 +6%
Wells Fargo
16
Wells Fargo
California
$356K -$19.1K -2,100 -5%
NPC
17
National Planning Corporation
California
$227K -$126K -13,864 -35%
Barclays
18
Barclays
United Kingdom
$200K
GF
19
Gerstein Fisher
New York
$178K
WSTAM
20
Wilbanks Smith & Thomas Asset Management
Virginia
$178K
Bank of America
21
Bank of America
North Carolina
$153K -$5.83K -640 -4%
FNBOO
22
First National Bank of Omaha
Nebraska
$137K
BNP Paribas Financial Markets
23
BNP Paribas Financial Markets
France
$121K
Macquarie Group
24
Macquarie Group
Australia
$118K -$347K -38,077 -74%
ISL
25
Ingalls & Snyder LLC
New York
$116K -$26.4K -2,900 -18%

SPPP Hedge Fund Activity: Q3 2013 in Review

40 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q3 2013, worth a combined $61.5M — up 26% from $48.7M a quarter earlier.

Fund positioning in SPPP was balanced in Q3 2013: 2 funds opened new positions, 2 closed out, 10 added to existing stakes and 9 trimmed.

The largest buyer was Polar Asset Management Partners, adding an estimated $11.1M. The largest seller was Federated Hermes, cutting an estimated $1.37M.

  • 40 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $61.5M of Sprott Physical Platinum and Palladium Trust stock for Q3 2013, up 26% quarter-over-quarter.
  • 2 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q3 2013 and 2 closed out, a net change of 0 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q3 2013 was Polar Asset Management Partners, an estimated $11.1M added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q3 2013 was Federated Hermes, an estimated $1.37M sold.

Based on aggregated 13F filings for Q3 2013.