SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

36 hedge funds and large institutions have $17.6M invested in Sprott Physical Platinum and Palladium Trust in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$845K
2
SIM
2
Seaview Investment Managers
Florida
$315K
3
Stifel Financial
3
Stifel Financial
Missouri
$1.38M
4
Wells Fargo
4
Wells Fargo
California
$1.47M
5
RJA
5
Raymond James & Associates
Florida
$1.42M

Top Sellers

1
Jane Street
1
Jane Street
New York
$1.19M
2
Cohen & Steers
2
Cohen & Steers
New York
$741K
3
PHS
3
Pekin Hardy Strauss
Illinois
$650K
4
FGAM
4
Financial Gravity Asset Management
Texas
$0
5
GIM
5
Greylin Investment Management
Virginia
$358K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$2.95M 205,916 – –
Morgan Stanley
2
Morgan Stanley
New York
$1.47M 102,714 +3,272 +3%
Wells Fargo
3
Wells Fargo
California
$1.47M 102,335 +8,053 +9%
RJA
4
Raymond James & Associates
Florida
$1.42M 99,176 +4,530 +5%
Stifel Financial
5
Stifel Financial
Missouri
$1.38M 96,474 +18,515 +24%
Jane Street
6
Jane Street
New York
$1.19M 82,868 -39,295 -32%
CTC
7
Central Trust Company
Missouri
$1.08M 75,039 – –
SI
8
Sprott Inc
Ontario, Canada
$1.03M 71,575 +1,000 +1%
Osaic Holdings
9
Osaic Holdings
Arizona
$845K 59,016 +51,406 +676%
Cohen & Steers
10
Cohen & Steers
New York
$741K 51,743 -34,119 -40%
PHS
11
Pekin Hardy Strauss
Illinois
$650K 45,360 -12,675 -22%
KAS
12
Kestra Advisory Services
Texas
$551K 38,458 +2,705 +8%
LPL Financial
13
LPL Financial
California
$481K 33,583 +1,626 +5%
GIM
14
Greylin Investment Management
Virginia
$358K 25,000 -4,675 -16%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$342K 23,932 +2,000 +9%
SIM
16
Seaview Investment Managers
Florida
$315K 22,000 +22,000 New
BONST
17
Bank of Nova Scotia Trust
Ontario, Canada
$286K 20,000 +11 +0.1%
HA
18
HC Advisors
Georgia
$204K 14,264 -3,900 -21%
Bank of America
19
Bank of America
North Carolina
$174K 12,212 +651 +6%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$165K 11,501 -195 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$154K 10,749 +298 +3%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$128K 8,950 +353 +4%
APA
23
American Portfolios Advisors
New York
$43K 3,000 – –
SIM
24
Sonora Investment Management
Arizona
$33K 2,280 +650 +40%
Toronto Dominion Bank
25
Toronto Dominion Bank
Ontario, Canada
$29K 2,034 -5 -0.2%
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