SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

28 hedge funds and large institutions have $15.1M invested in Sprott Physical Platinum and Palladium Trust in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
5
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MWC
1
MKD Wealth Coaches
Michigan
$2.51M
2
BFM
2
Boothbay Fund Management
New York
$2.18M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$353K
4
WC
4
Wexford Capital
Florida
$149K
5
BAM
5
Belpointe Asset Management
Nevada
$121K

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$3.87M
2
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$1.82M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$65K
4
Cohen & Steers
4
Cohen & Steers
New York
$820K
5
OC
5
Oppenheimer & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
1
Weiss Asset Management
Massachusetts
$3.87M -$2.37M -223,624 -38%
MWC
2
MKD Wealth Coaches
Michigan
$2.51M +$2.51M +236,708 New
BFM
3
Boothbay Fund Management
New York
$2.18M +$2.18M +205,000 New
PAMP
4
Polar Asset Management Partners
Ontario, Canada
$1.82M -$1.71M -160,705 -48%
RJA
5
Raymond James & Associates
Florida
$1.04M +$34.7K +3,266 +3%
Morgan Stanley
6
Morgan Stanley
New York
$922K +$72K +6,790 +8%
Cohen & Steers
7
Cohen & Steers
New York
$820K -$360K -33,921 -31%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$353K +$353K +33,278 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$259K -$10.6K -1,000 -4%
Jane Street
10
Jane Street
New York
$234K -$43.8K -4,125 -16%
WC
11
Wexford Capital
Florida
$149K +$149K +14,030 New
Wells Fargo
12
Wells Fargo
California
$148K +$14K +1,313 +10%
CAN
13
Cetera Advisor Networks
California
$133K – – –
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$123K – – –
BAM
15
Belpointe Asset Management
Nevada
$121K +$121K +11,372 New
FAAS
16
First Allied Advisory Services
California
$106K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$65K -$572K -54,313 -90%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$65K +$59.6K +5,553 +1,111%
APA
19
American Portfolios Advisors
New York
$31.8K – – –
UBS Group
20
UBS Group
Switzerland
$31K -$7.93K -746 -20%
TWA
21
TCI Wealth Advisors
Arizona
$27K – – –
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$27K +$6.48K +631 +32%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$22K – – –
GWM
24
Geneos Wealth Management
Colorado
$12K – – –
ASN
25
Advisory Services Network
Georgia
$2K -$667 -50 -25%
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