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SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

31 hedge funds and large institutions have $16.7M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

7% more funds holding

Funds holding: 29 → 31 (+2)

1.23% more ownership

Funds ownership: 16.56% → 17.79% (+1.2%)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

18% less capital invested

Capital invested by funds: $20.3M → $16.7M (-$3.64M)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Weiss Asset Management
Massachusetts
+$1.17M
2
Morgan Stanley
Morgan Stanley
New York
+$379K
3
Jane Street
Jane Street
New York
+$322K
4
LPL Financial
LPL Financial
California
+$284K
5
BRWA
B. Riley Wealth Advisors
Florida
+$130K

Top Sellers

Rank Fund Capital Flow
1
PAMP
Polar Asset Management Partners
Ontario, Canada
-$3.47M
2
VF
Virtu Financial
New York
-$273K
3
RJA
Raymond James & Associates
Florida
-$219K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$114K
5
Bank of America
Bank of America
North Carolina
-$63.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
1
Weiss Asset Management
Massachusetts
$4.1M +$1.17M +178,706 +37%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.57M -$3.47M -532,399 -48%
Morgan Stanley
3
Morgan Stanley
New York
$2.51M +$379K +58,152 +17%
VF
4
Virtu Financial
New York
$1.78M -$273K -41,824 -13%
RJA
5
Raymond James & Associates
Florida
$1.11M -$219K -33,534 -16%
Jane Street
6
Jane Street
New York
$794K +$322K +49,366 +62%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$565K -$114K -17,490 -16%
SI
8
Sprott Inc
Ontario, Canada
$500K -$7.18K -1,100 -1%
LPL Financial
9
LPL Financial
California
$499K +$284K +43,515 +109%
CG
10
Caprock Group
Idaho
$247K – – –
OC
11
Oppenheimer & Co
New York
$137K – – –
BRWA
12
B. Riley Wealth Advisors
Florida
$124K +$130K +20,000 New
SC
13
Scotia Capital
Ontario, Canada
$106K – – –
UBS Group
14
UBS Group
Switzerland
$100K +$2.11K +323 +2%
NPC
15
National Planning Corporation
California
$84K – – –
BWP
16
BSW Wealth Partners
Colorado
$79K – – –
Deutsche Bank
17
Deutsche Bank
Germany
$68K – – –
SI
18
SII Investments
Wisconsin
$63K – – –
WSTAM
19
Wilbanks Smith & Thomas Asset Management
Virginia
$62K – – –
FAAS
20
First Allied Advisory Services
California
$62K +$65.2K +10,000 New
AIA
21
Allegis Investment Advisors
Idaho
$40K +$41.9K +6,422 New
Wells Fargo
22
Wells Fargo
California
$23K +$8.16K +1,251 +51%
TWA
23
TCI Wealth Advisors
Arizona
$15K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$12K – – –
BCMIO
25
Beacon Capital Management Inc (Ohio)
Ohio
$8K – – –
1
2

SPPP Hedge Fund Activity: Q4 2015 in Review

31 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q4 2015, worth a combined $16.7M — down 18% from $20.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPPP positions and 2 closed out — a net gain of 2 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Weiss Asset Management, adding an estimated $1.17M. The largest seller was Polar Asset Management Partners, cutting an estimated $3.47M.

  • 31 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q4 2015, up from 29 in Q3 2015.
  • Funds reported $16.7M of Sprott Physical Platinum and Palladium Trust stock for Q4 2015, down 18% quarter-over-quarter.
  • 4 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q4 2015 and 2 closed out, a net change of +2 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q4 2015 was Weiss Asset Management, an estimated $1.17M added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q4 2015 was Polar Asset Management Partners, an estimated $3.47M sold.

Based on aggregated 13F filings for Q4 2015.