SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

31 hedge funds and large institutions have $16.7M invested in Sprott Physical Platinum and Palladium Trust in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$4.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.51M
3
Jane Street
3
Jane Street
New York
$794K
4
LPL Financial
4
LPL Financial
California
$499K
5
BRWA
5
B. Riley Wealth Advisors
Florida
$124K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.57M
2
VF
2
Virtu Financial
New York
$1.78M
3
RJA
3
Raymond James & Associates
Florida
$1.11M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$565K
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
WAM
1
Weiss Asset Management
Massachusetts
$4.1M 665,303 +178,706 +37%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.57M 579,897 -532,399 -48%
Morgan Stanley
3
Morgan Stanley
New York
$2.51M 407,981 +58,152 +17%
VF
4
Virtu Financial
New York
$1.78M 289,441 -41,824 -13%
RJA
5
Raymond James & Associates
Florida
$1.11M 180,661 -33,534 -16%
Jane Street
6
Jane Street
New York
$794K 128,998 +49,366 +62%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$565K 91,753 -17,490 -16%
SI
8
Sprott Inc
Ontario, Canada
$500K 81,200 -1,100 -1%
LPL Financial
9
LPL Financial
California
$499K 83,430 +43,515 +109%
CG
10
Caprock Group
Idaho
$247K 40,160 – –
OC
11
Oppenheimer & Co
New York
$137K 22,301 – –
BRWA
12
B. Riley Wealth Advisors
Florida
$124K 20,000 +20,000 New
SC
13
Scotia Capital
Ontario, Canada
$106K 15,500 – –
UBS Group
14
UBS Group
Switzerland
$100K 16,256 +323 +2%
NPC
15
National Planning Corporation
California
$84K 14,083 – –
BWP
16
BSW Wealth Partners
Colorado
$79K 12,825 – –
Deutsche Bank
17
Deutsche Bank
Germany
$68K 11,100 – –
SI
18
SII Investments
Wisconsin
$63K 10,200 – –
WSTAM
19
Wilbanks Smith & Thomas Asset Management
Virginia
$62K 10,000 – –
FAAS
20
First Allied Advisory Services
California
$62K 10,000 +10,000 New
AIA
21
Allegis Investment Advisors
Idaho
$40K 6,422 +6,422 New
Wells Fargo
22
Wells Fargo
California
$23K 3,701 +1,251 +51%
TWA
23
TCI Wealth Advisors
Arizona
$15K 2,500 – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$12K 2,013 – –
BCMIO
25
Beacon Capital Management Inc (Ohio)
Ohio
$8K 1,250 – –
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