B. Riley Wealth Advisors’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

B. Riley Wealth Advisors’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-20,000	Closed	-$124K	–	609
2015 Q4	$124K	Buy	+20,000	New	+$130K	0.03%	515
2015 Q2	–	Sell	-10,000	Closed	-$81K	–	582
2015 Q1	$81K	Hold	10,000	–	–	0.02%	508
2014 Q4	$87	Hold	10,000	–	–	﹤0.01%	1810
2014 Q3	$89K	Buy	+10,000	New	+$99K	0.02%	585
2014 Q2	–	Sell	-10,000	Closed	-$96K	–	2461
2014 Q1	$96K	Hold	10,000	–	–	0.03%	626
2013 Q4	$87K	Hold	10,000	–	–	0.03%	577
2013 Q3	$89K	Hold	10,000	–	–	0.03%	572
2013 Q2	$84K	Buy	+10,000	New	+$91.7K	0.03%	594

Other funds holding SPPP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Caprock Group Boise, Idaho $4.12B AUM

B. Riley Wealth Advisors's SPPP Position: Q1 2016 in Review

B. Riley Wealth Advisors sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q1 2016, closing a stake of 20,000 shares — an estimated $124K sold.

B. Riley Wealth Advisors first reported a position in SPPP in Q2 2013 and held it in 8 quarters. The position peaked at $124K in Q4 2015. 24 funds tracked by Wall St. Rank hold SPPP as of Q1 2016.

B. Riley Wealth Advisors reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q1 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 20,000 Sprott Physical Platinum and Palladium Trust shares in Q1 2016, an estimated $124K.
B. Riley Wealth Advisors first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2013 and held it in 8 quarters.
B. Riley Wealth Advisors's Sprott Physical Platinum and Palladium Trust position peaked at $124K in Q4 2015.
24 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q1 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.