B. Riley Wealth Advisors’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2016
Q1
Sell
-20,000
Closed -$124K 609
2015
Q4
$124K Buy
+20,000
New +$124K 0.03% 515
2015
Q2
Sell
-10,000
Closed -$81K 582
2015
Q1
$81K Hold
10,000
0.02% 508
2014
Q4
$87 Hold
10,000
﹤0.01% 1808
2014
Q3
$89K Buy
+10,000
New +$89K 0.02% 585
2014
Q2
Sell
-10,000
Closed -$96K 2461
2014
Q1
$96K Hold
10,000
0.03% 626
2013
Q4
$87K Hold
10,000
0.03% 577
2013
Q3
$89K Hold
10,000
0.03% 572
2013
Q2
$84K Buy
+10,000
New +$84K 0.03% 594