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SPPP

Sprott Physical Platinum and Palladium Trust

24 hedge funds and large institutions have $10.9M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.3% less ownership

Funds ownership: 17.79%11.49% (-6.3%)

23% less funds holding

Funds holding: 3124 (-7)

35% less capital invested

Capital invested by funds: $16.7M → $10.9M (-$5.81M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

70% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 10

Holders
24
Holders Change
-7
Holders Change %
-22.58%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
9
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.33M -$293K -47,941 -12%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$2.25M -$1.42M -231,862 -40%
VF
3
Virtu Financial
New York
$1.31M -$526K -86,133 -30%
RJA
4
Raymond James & Associates
Florida
$1.23M +$57K +9,332 +5%
VKH
5
Virtu KCG Holdings
New York
$977K +$923K +151,043 New
SI
6
Sprott Inc
Ontario, Canada
$667K +$134K +22,000 +27%
LPL Financial
7
LPL Financial
California
$494K -$29.7K -4,870 -6%
Jane Street
8
Jane Street
New York
$338K -$468K -76,698 -59%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$300K -$277K -45,310 -49%
CG
10
Caprock Group
Idaho
$259K
FAAS
11
First Allied Advisory Services
California
$241K +$164K +26,894 +269%
OC
12
Oppenheimer & Co
New York
$137K -$6.34K -1,038 -5%
NPC
13
National Planning Corporation
California
$99K
BWP
14
BSW Wealth Partners
Colorado
$83K
SI
15
SII Investments
Wisconsin
$66K
Wells Fargo
16
Wells Fargo
California
$46K +$21.1K +3,449 +93%
TWA
17
TCI Wealth Advisors
Arizona
$16K
UBS Group
18
UBS Group
Switzerland
$8K -$91.5K -14,976 -92%
GWM
19
Geneos Wealth Management
Colorado
$7K +$7.33K +1,200 New
BCMIO
20
Beacon Capital Management Inc (Ohio)
Ohio
$6K -$1.53K -250 -20%
MFS
21
MSI Financial Services
Massachusetts
$3K
Creative Planning
22
Creative Planning
Kansas
$3K +$3.05K +500 New
ASN
23
Advisory Services Network
Georgia
$1K
AIG
24
American International Group
New York
$1K
WAM
25
Weiss Asset Management
Massachusetts
-$4.1M -665,303 Closed

SPPP Hedge Fund Activity: Q1 2016 in Review

24 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q1 2016, worth a combined $10.9M — down 35% from $16.7M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SPPP and 3 opened new positions — a net loss of 7 holders — while 9 trimmed existing stakes and 4 added.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $923K. The largest seller was Weiss Asset Management, exiting entirely with an estimated $4.1M sold.

  • 24 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q1 2016, down from 31 in Q4 2015.
  • Funds reported $10.9M of Sprott Physical Platinum and Palladium Trust stock for Q1 2016, down 35% quarter-over-quarter.
  • 3 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q1 2016 and 10 closed out, a net change of -7 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q1 2016 was Virtu KCG Holdings, an estimated $923K added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q1 2016 was Weiss Asset Management, an estimated $4.1M sold.

Based on aggregated 13F filings for Q1 2016.