SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

24 hedge funds and large institutions have $10.9M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 10 closing their positions.

Holders
24
Holders Change
-7
Holders Change %
-22.58%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
9
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VKH
1
Virtu KCG Holdings
New York
$977K
2
FAAS
2
First Allied Advisory Services
California
$241K
3
SI
3
Sprott Inc
Ontario, Canada
$667K
4
RJA
4
Raymond James & Associates
Florida
$1.23M
5
Wells Fargo
5
Wells Fargo
California
$46K

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$0
2
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$2.25M
3
VF
3
Virtu Financial
New York
$1.32M
4
Jane Street
4
Jane Street
New York
$338K
5
Morgan Stanley
5
Morgan Stanley
New York
$2.33M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.33M 360,040 -47,941 -12%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$2.25M 348,035 -231,862 -40%
VF
3
Virtu Financial
New York
$1.32M 203,308 -86,133 -30%
RJA
4
Raymond James & Associates
Florida
$1.23M 189,993 +9,332 +5%
VKH
5
Virtu KCG Holdings
New York
$977K 151,043 +151,043 New
SI
6
Sprott Inc
Ontario, Canada
$667K 103,200 +22,000 +27%
LPL Financial
7
LPL Financial
California
$494K 78,560 -4,870 -6%
Jane Street
8
Jane Street
New York
$338K 52,300 -76,698 -59%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$300K 46,443 -45,310 -49%
CG
10
Caprock Group
Idaho
$259K 40,160 – –
FAAS
11
First Allied Advisory Services
California
$241K 36,894 +26,894 +269%
OC
12
Oppenheimer & Co
New York
$137K 21,263 -1,038 -5%
NPC
13
National Planning Corporation
California
$99K 14,083 – –
BWP
14
BSW Wealth Partners
Colorado
$83K 12,825 – –
SI
15
SII Investments
Wisconsin
$66K 10,200 – –
Wells Fargo
16
Wells Fargo
California
$46K 7,150 +3,449 +93%
TWA
17
TCI Wealth Advisors
Arizona
$16K 2,500 – –
UBS Group
18
UBS Group
Switzerland
$8K 1,280 -14,976 -92%
GWM
19
Geneos Wealth Management
Colorado
$7K 1,200 +1,200 New
BCMIO
20
Beacon Capital Management Inc (Ohio)
Ohio
$6K 1,000 -250 -20%
MFS
21
MSI Financial Services
Massachusetts
$3K 525 – –
Creative Planning
22
Creative Planning
Kansas
$3K 500 +500 New
AIG
23
American International Group
New York
$1K 218 – –
ASN
24
Advisory Services Network
Georgia
$1K 100 – –
WAM
25
Weiss Asset Management
Massachusetts
– – -665,303 Closed
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