SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $10.3M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
+5
Holders Change %
+20.83%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
3
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SJIC
1
St. James Investment Company
Texas
$317K
2
RJA
2
Raymond James & Associates
Florida
$1.52M
3
Ameriprise
3
Ameriprise
Minnesota
$156K
4
Wells Fargo
4
Wells Fargo
California
$171K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$92K

Top Sellers

1
VF
1
Virtu Financial
New York
$506K
2
VKH
2
Virtu KCG Holdings
New York
$375K
3
Jane Street
3
Jane Street
New York
$0
4
LPL Financial
4
LPL Financial
California
$283K
5
Morgan Stanley
5
Morgan Stanley
New York
$2.29M
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$2.44M 348,035 – –
Morgan Stanley
2
Morgan Stanley
New York
$2.29M 327,543 -32,497 -9%
RJA
3
Raymond James & Associates
Florida
$1.52M 217,441 +27,448 +14%
SI
4
Sprott Inc
Ontario, Canada
$722K 103,200 – –
VF
5
Virtu Financial
New York
$506K 72,265 -131,043 -64%
VKH
6
Virtu KCG Holdings
New York
$375K 53,565 -97,478 -65%
SJIC
7
St. James Investment Company
Texas
$317K 45,355 +45,355 New
LPL Financial
8
LPL Financial
California
$283K 39,280 -39,280 -50%
CG
9
Caprock Group
Idaho
$281K 40,160 – –
FAAS
10
First Allied Advisory Services
California
$260K 36,637 -257 -0.7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$206K 29,410 -17,033 -37%
Wells Fargo
12
Wells Fargo
California
$171K 24,365 +17,215 +241%
Ameriprise
13
Ameriprise
Minnesota
$156K 22,259 +22,259 New
OC
14
Oppenheimer & Co
New York
$141K 20,214 -1,049 -5%
IA
15
Independence Advisors
Pennsylvania
$140K 20,000 +20,000 New
NPC
16
National Planning Corporation
California
$114K 14,083 – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$92K 13,200 +13,200 New
BWP
18
BSW Wealth Partners
Colorado
$90K 12,825 – –
SI
19
SII Investments
Wisconsin
$71K 10,200 – –
BBHC
20
Brown Brothers Harriman & Co
New York
$35K 5,000 +5,000 New
TWA
21
TCI Wealth Advisors
Arizona
$17K 2,500 – –
Creative Planning
22
Creative Planning
Kansas
$17K 2,500 +2,000 +400%
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$14K 2,000 +2,000 New
GWM
24
Geneos Wealth Management
Colorado
$8K 1,200 – –
BCMIO
25
Beacon Capital Management Inc (Ohio)
Ohio
$7K 1,000 – –
1
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