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SPPP

Sprott Physical Platinum and Palladium Trust

29 hedge funds and large institutions have $10.3M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

21% more funds holding

Funds holding: 2429 (+5)

1.49% less ownership

Funds ownership: 11.49%10% (-1.5%)

5% less capital invested

Capital invested by funds: $10.9M → $10.3M (-$589K)

57% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 7

Holders
29
Holders Change
+5
Holders Change %
+20.83%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
3
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$2.44M
Morgan Stanley
2
Morgan Stanley
New York
$2.29M -$214K -32,497 -9%
RJA
3
Raymond James & Associates
Florida
$1.52M +$181K +27,448 +14%
SI
4
Sprott Inc
Ontario, Canada
$722K
VF
5
Virtu Financial
New York
$506K -$865K -131,043 -64%
VKH
6
Virtu KCG Holdings
New York
$375K -$643K -97,478 -65%
SJIC
7
St. James Investment Company
Texas
$317K +$299K +45,355 New
LPL Financial
8
LPL Financial
California
$283K -$259K -39,280 -50%
CG
9
Caprock Group
Idaho
$281K
FAAS
10
First Allied Advisory Services
California
$260K -$1.7K -257 -0.7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$206K -$112K -17,033 -37%
Wells Fargo
12
Wells Fargo
California
$171K +$114K +17,215 +241%
Ameriprise
13
Ameriprise
Minnesota
$156K +$147K +22,259 New
OC
14
Oppenheimer & Co
New York
$141K -$6.92K -1,049 -5%
IA
15
Independence Advisors
Pennsylvania
$140K +$132K +20,000 New
NPC
16
National Planning Corporation
California
$114K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$92K +$87.1K +13,200 New
BWP
18
BSW Wealth Partners
Colorado
$90K
SI
19
SII Investments
Wisconsin
$71K
BBHC
20
Brown Brothers Harriman & Co
New York
$35K +$33K +5,000 New
TWA
21
TCI Wealth Advisors
Arizona
$17K
Creative Planning
22
Creative Planning
Kansas
$17K +$13.2K +2,000 +400%
Toronto Dominion Bank
23
Toronto Dominion Bank
Ontario, Canada
$14K +$13.2K +2,000 New
GWM
24
Geneos Wealth Management
Colorado
$8K
BCMIO
25
Beacon Capital Management Inc (Ohio)
Ohio
$7K

SPPP Hedge Fund Activity: Q2 2016 in Review

29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q2 2016, worth a combined $10.3M — down 5.4% from $10.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SPPP positions and 4 closed out — a net gain of 5 holders — while 3 added to existing stakes and 7 trimmed.

The largest buyer was St. James Investment Company, opening a new position worth an estimated $299K. The largest seller was Virtu Financial, cutting an estimated $865K.

  • 29 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q2 2016, up from 24 in Q1 2016.
  • Funds reported $10.3M of Sprott Physical Platinum and Palladium Trust stock for Q2 2016, down 5.4% quarter-over-quarter.
  • 9 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q2 2016 and 4 closed out, a net change of +5 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q2 2016 was St. James Investment Company, an estimated $299K added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q2 2016 was Virtu Financial, an estimated $865K sold.

Based on aggregated 13F filings for Q2 2016.