Ameriprise’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Ameriprise’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-38,953	Closed	-$299K	–	3939
2016 Q3	$299K	Buy	38,953 +16,694	+75%	+$127K	﹤0.01%	3402
2016 Q2	$156K	Buy	+22,259	New	+$147K	﹤0.01%	3580
2014 Q4	–	Sell	-2,178	Closed	-$19K	–	4321
2014 Q3	$19K	Sell	2,178 -2,396	-52%	-$23.7K	﹤0.01%	4505
2014 Q2	$46K	Buy	+4,574	New	+$45.1K	﹤0.01%	3936

Other funds holding SPPP

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Caprock Group Boise, Idaho $4.12B AUM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise's SPPP Position: Q4 2016 in Review

Ameriprise sold out of Sprott Physical Platinum and Palladium Trust (SPPP) in Q4 2016, closing a stake of 38,953 shares — an estimated $299K sold.

Ameriprise first reported a position in SPPP in Q2 2014 and held it in 4 quarters. The position peaked at $299K in Q3 2016. 29 funds tracked by Wall St. Rank hold SPPP as of Q4 2016.

Ameriprise reported no remaining Sprott Physical Platinum and Palladium Trust position as of Q4 2016 after selling out during the quarter.
Ameriprise sold 38,953 Sprott Physical Platinum and Palladium Trust shares in Q4 2016, an estimated $299K.
Ameriprise first reported a position in Sprott Physical Platinum and Palladium Trust in Q2 2014 and held it in 4 quarters.
Ameriprise's Sprott Physical Platinum and Palladium Trust position peaked at $299K in Q3 2016.
29 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q4 2016.

Based on Ameriprise's 13F filing for Q4 2016, filed 3 Feb 2017.