SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

29 hedge funds and large institutions have $14.7M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VF
1
Virtu Financial
New York
$2.03M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.28M
3
PAMP
3
Polar Asset Management Partners
Ontario, Canada
$3.45M
4
Jane Street
4
Jane Street
New York
$763K
5
Ameriprise
5
Ameriprise
Minnesota
$299K

Top Sellers

1
BWP
1
BSW Wealth Partners
Colorado
$14.8K
2
VKH
2
Virtu KCG Holdings
New York
$0
3
FAAS
3
First Allied Advisory Services
California
$77K
4
Morgan Stanley
4
Morgan Stanley
New York
$2.31M
5
LPL Financial
5
LPL Financial
California
$247K
Name Market Value Shares Shares
Change 		Shares
Change %
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.45M 449,601 +101,566 +29%
Morgan Stanley
2
Morgan Stanley
New York
$2.31M 301,436 -26,107 -8%
VF
3
Virtu Financial
New York
$2.03M 263,988 +191,723 +265%
RJA
4
Raymond James & Associates
Florida
$1.78M 232,498 +15,057 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.28M 165,155 +135,745 +462%
SI
6
Sprott Inc
Ontario, Canada
$830K 108,200 +5,000 +5%
Jane Street
7
Jane Street
New York
$763K 99,539 +99,539 New
SJIC
8
St. James Investment Company
Texas
$348K 45,355 – –
CG
9
Caprock Group
Idaho
$308K 40,160 – –
Ameriprise
10
Ameriprise
Minnesota
$299K 38,953 +16,694 +75%
LPL Financial
11
LPL Financial
California
$247K 33,584 -5,696 -15%
Wells Fargo
12
Wells Fargo
California
$210K 27,415 +3,050 +13%
IA
13
Independence Advisors
Pennsylvania
$192K 25,000 +5,000 +25%
OC
14
Oppenheimer & Co
New York
$162K 21,143 +929 +5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$124K 16,200 +3,000 +23%
NPC
16
National Planning Corporation
California
$88K 12,593 -1,490 -11%
SI
17
SII Investments
Wisconsin
$78K 10,200 – –
FAAS
18
First Allied Advisory Services
California
$77K 10,000 -26,637 -73%
BBHC
19
Brown Brothers Harriman & Co
New York
$38K 5,000 – –
UBS Group
20
UBS Group
Switzerland
$30K 3,916 +3,916 New
TWA
21
TCI Wealth Advisors
Arizona
$19K 2,500 – –
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$15K 2,000 – –
BWP
23
BSW Wealth Partners
Colorado
$14.8K 114 -12,711 -99%
GWM
24
Geneos Wealth Management
Colorado
$9K 1,200 – –
BCMIO
25
Beacon Capital Management Inc (Ohio)
Ohio
$6K 800 -200 -20%
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