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SPPP

Sprott Physical Platinum and Palladium Trust

29 hedge funds and large institutions have $14.7M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

43% more capital invested

Capital invested by funds: $10.3M → $14.7M (+$4.43M)

2.99% more ownership

Funds ownership: 10%12.99% (+3%)

0% more funds holding

Funds holding: 2929 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.45M +$770K +101,566 +29%
Morgan Stanley
2
Morgan Stanley
New York
$2.31M -$198K -26,107 -8%
VF
3
Virtu Financial
New York
$2.02M +$1.45M +191,723 +265%
RJA
4
Raymond James & Associates
Florida
$1.78M +$114K +15,057 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.27M +$1.03M +135,745 +462%
SI
6
Sprott Inc
Ontario, Canada
$830K +$37.9K +5,000 +5%
Jane Street
7
Jane Street
New York
$763K +$755K +99,539 New
SJIC
8
St. James Investment Company
Texas
$348K
CG
9
Caprock Group
Idaho
$308K
Ameriprise
10
Ameriprise
Minnesota
$299K +$127K +16,694 +75%
LPL Financial
11
LPL Financial
California
$247K -$43.2K -5,696 -15%
Wells Fargo
12
Wells Fargo
California
$210K +$23.1K +3,050 +13%
IA
13
Independence Advisors
Pennsylvania
$192K +$37.9K +5,000 +25%
OC
14
Oppenheimer & Co
New York
$162K +$7.04K +929 +5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$124K +$22.7K +3,000 +23%
NPC
16
National Planning Corporation
California
$88K -$11.3K -1,490 -11%
SI
17
SII Investments
Wisconsin
$78K
FAAS
18
First Allied Advisory Services
California
$77K -$202K -26,637 -73%
BBHC
19
Brown Brothers Harriman & Co
New York
$38K
UBS Group
20
UBS Group
Switzerland
$30K +$29.7K +3,916 New
TWA
21
TCI Wealth Advisors
Arizona
$19K
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$15K
BWP
23
BSW Wealth Partners
Colorado
$14.8K -$96.4K -12,711 -99%
GWM
24
Geneos Wealth Management
Colorado
$9K
BCMIO
25
Beacon Capital Management Inc (Ohio)
Ohio
$6K -$1.52K -200 -20%

SPPP Hedge Fund Activity: Q3 2016 in Review

29 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Platinum and Palladium Trust (SPPP) for Q3 2016, worth a combined $14.7M — up 43% from $10.3M a quarter earlier.

Fund positioning in SPPP was balanced in Q3 2016: 3 funds opened new positions, 3 closed out, 10 added to existing stakes and 6 trimmed.

The largest buyer was Virtu Financial, adding an estimated $1.45M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $375K sold.

  • 29 institutional investors held Sprott Physical Platinum and Palladium Trust (SPPP) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $14.7M of Sprott Physical Platinum and Palladium Trust stock for Q3 2016, up 43% quarter-over-quarter.
  • 3 funds opened new Sprott Physical Platinum and Palladium Trust positions in Q3 2016 and 3 closed out, a net change of 0 holders.
  • The largest Sprott Physical Platinum and Palladium Trust buyer in Q3 2016 was Virtu Financial, an estimated $1.45M added.
  • The largest Sprott Physical Platinum and Palladium Trust seller in Q3 2016 was Virtu KCG Holdings, an estimated $375K sold.

Based on aggregated 13F filings for Q3 2016.