SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

27 hedge funds and large institutions have $14.2M invested in Sprott Physical Platinum and Palladium Trust in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$5.8M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$250K
3
AIM
3
Arcadia Investment Management
Michigan
$79K
4
UBS Group
4
UBS Group
Switzerland
$36K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$7K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$3.27M
2
Cohen & Steers
2
Cohen & Steers
New York
$1.1M
3
SI
3
Sprott Inc
Ontario, Canada
$362K
4
Morgan Stanley
4
Morgan Stanley
New York
$790K
5
VF
5
Virtu Financial
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
WAM
1
Weiss Asset Management
Massachusetts
$5.8M 588,637 +288,644 +96%
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$3.27M 332,214 -171,643 -34%
Cohen & Steers
3
Cohen & Steers
New York
$1.1M 111,215 -59,341 -35%
RJA
4
Raymond James & Associates
Florida
$931K 94,468 -393 -0.4%
Morgan Stanley
5
Morgan Stanley
New York
$790K 80,109 -21,716 -21%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$596K 60,481 +625 +1%
SI
7
Sprott Inc
Ontario, Canada
$362K 36,800 -55,000 -60%
Jane Street
8
Jane Street
New York
$258K 26,182 -10,679 -29%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$250K 25,447 +8,522 +50%
OC
10
Oppenheimer & Co
New York
$155K 15,765 -270 -2%
Wells Fargo
11
Wells Fargo
California
$124K 12,611 -2,154 -15%
CAN
12
Cetera Advisor Networks
California
$123K 12,451 – –
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$115K 11,625 -566 -5%
FAAS
14
First Allied Advisory Services
California
$99K 10,000 – –
AIM
15
Arcadia Investment Management
Michigan
$79K 8,000 +8,000 New
UBS Group
16
UBS Group
Switzerland
$36K 3,663 +3,663 New
APA
17
American Portfolios Advisors
New York
$29.6K 3,000 – –
TWA
18
TCI Wealth Advisors
Arizona
$25K 2,500 – –
BFEC
19
Benjamin F. Edwards & Company
Missouri
$21K 2,100 – –
Toronto Dominion Bank
20
Toronto Dominion Bank
Ontario, Canada
$20K 2,000 -10 -0.5%
GWM
21
Geneos Wealth Management
Colorado
$11K 1,200 – –
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$7K 751 +751 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$5K 500 – –
AG
24
Advisor Group
Arizona
$2K 218 – –
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$2K 200 – –
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