SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

28 hedge funds and large institutions have $20.2M invested in Sprott Physical Platinum and Palladium Trust in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFM
1
Boothbay Fund Management
New York
$5.62M
2
CTC
2
Central Trust Company
Missouri
$806K
3
Jane Street
3
Jane Street
New York
$1.14M
4
WAM
4
Weiss Asset Management
Massachusetts
$2.01M
5
Wells Fargo
5
Wells Fargo
California
$784K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$0
2
BCM
2
Barometer Capital Management
Ontario, Canada
$0
3
MWC
3
MKD Wealth Coaches
Michigan
$3.3M
4
GWM
4
Geneos Wealth Management
Colorado
$0
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$80K
Name Market Value Shares Shares
Change 		Shares
Change %
BFM
1
Boothbay Fund Management
New York
$5.62M 390,361 +337,075 +633%
MWC
2
MKD Wealth Coaches
Michigan
$3.3M 229,396 -7,006 -3%
PAMP
3
Polar Asset Management Partners
Ontario, Canada
$2.47M 171,509 – –
WAM
4
Weiss Asset Management
Massachusetts
$2.01M 139,308 +33,026 +31%
RJA
5
Raymond James & Associates
Florida
$1.53M 106,201 +9,960 +10%
Jane Street
6
Jane Street
New York
$1.14M 78,985 +49,183 +165%
Morgan Stanley
7
Morgan Stanley
New York
$1.08M 74,812 +2,042 +3%
CTC
8
Central Trust Company
Missouri
$806K 56,039 +56,039 New
Wells Fargo
9
Wells Fargo
California
$784K 54,481 +27,661 +103%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$357K 24,857 +335 +1%
LPL Financial
11
LPL Financial
California
$259K 18,013 +18,013 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$172K 11,934 – –
FAAS
13
First Allied Advisory Services
California
$144K 10,000 – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$103K 7,128 +1,480 +26%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$80K 5,553 -750 -12%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$68K 4,700 +4,700 New
SFS
17
Sowell Financial Services
Arkansas
$62K 4,316 +3,750 +663%
APA
18
American Portfolios Advisors
New York
$43.2K 3,000 – –
ASN
19
Advisory Services Network
Georgia
$39K 2,676 +2,526 +1,684%
TWA
20
TCI Wealth Advisors
Arizona
$36K 2,500 – –
BFEC
21
Benjamin F. Edwards & Company
Missouri
$30K 2,100 – –
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$29K 2,016 -125 -6%
RIA
23
Realta Investment Advisors
Delaware
$11K 810 – –
SWM
24
Selective Wealth Management
Virginia
$7K 500 – –
BB
25
Busey Bank
Illinois
$7K 500 +500 New
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