Ladenburg Thalmann Financial Services’s Sprott Physical Platinum and Palladium Trust SPPP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPPP Stock Details SPPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$80K	Sell	5,553 -750	-12%	-$9.98K	﹤0.01%	3185
2019 Q3	$81K	Buy	6,303 +750	+14%	+$8.85K	﹤0.01%	3094
2019 Q2	$64K	Sell	5,553 -500	-8%	-$5.34K	﹤0.01%	3294
2019 Q1	$65K	Buy	6,053 +5,553	+1,111%	+$60.8K	﹤0.01%	3223
2018 Q4	$5K	Hold	500	–	–	﹤0.01%	4612
2018 Q3	$4K	Hold	500	–	–	﹤0.01%	4699
2018 Q2	$4K	Hold	500	–	–	﹤0.01%	4680
2018 Q1	$4K	Hold	500	–	–	﹤0.01%	4680
2017 Q4	$5K	Hold	500	–	–	﹤0.01%	4531
2017 Q3	$4K	Hold	500	–	–	﹤0.01%	4491
2017 Q2	$4K	Hold	500	–	–	﹤0.01%	4401
2017 Q1	$4K	Hold	500	–	–	﹤0.01%	4392
2016 Q4	$3K	Buy	+500	New	+$3.52K	﹤0.01%	4436
2016 Q3	–	Sell	-500	Closed	-$3K	–	4863
2016 Q2	$3K	Buy	+500	New	+$3.3K	﹤0.01%	4309
2016 Q1	–	Sell	-2,013	Closed	-$12K	–	4791
2015 Q4	$12K	Hold	2,013	–	–	﹤0.01%	3580
2015 Q3	$14K	Sell	2,013 -400	-17%	-$2.72K	﹤0.01%	3339
2015 Q2	$18K	Sell	2,413 -60	-2%	-$490	﹤0.01%	3305
2015 Q1	$20K	Hold	2,473	–	–	﹤0.01%	3184
2014 Q4	$21K	Sell	2,473 -3,327	-57%	-$28.9K	﹤0.01%	2960
2014 Q3	$51K	Buy	5,800 +4,400	+314%	+$43.5K	﹤0.01%	2022
2014 Q2	$14K	Hold	1,400	–	–	﹤0.01%	2903
2014 Q1	$13K	Buy	+1,400	New	+$13K	﹤0.01%	2821

Other funds holding SPPP

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

MWC

MKD Wealth Coaches Troy, Michigan $117M AUM 20.43% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPPP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Sprott Physical Platinum and Palladium Trust (SPPP) stake by 12% in Q4 2019, selling an estimated $9.98K and leaving 5,553 shares worth $80K. The position accounts for ﹤0.01% of the portfolio, ranked #3185.

Ladenburg Thalmann Financial Services first reported a position in SPPP in Q1 2014 and has held it in 22 quarters since. The position peaked at $81K in Q3 2019. 29 funds tracked by Wall St. Rank hold SPPP as of Q4 2019.

Ladenburg Thalmann Financial Services held 5,553 shares of Sprott Physical Platinum and Palladium Trust worth $80K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 750 Sprott Physical Platinum and Palladium Trust shares in Q4 2019, an estimated $9.98K.
Sprott Physical Platinum and Palladium Trust made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3185 holding.
Ladenburg Thalmann Financial Services first reported a position in Sprott Physical Platinum and Palladium Trust in Q1 2014 and has held it in 22 quarters since.
Ladenburg Thalmann Financial Services's Sprott Physical Platinum and Palladium Trust position peaked at $81K in Q3 2019.
29 funds tracked by Wall St. Rank held Sprott Physical Platinum and Palladium Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.